New investment advisers in California
Adviser registrations that became effective in the last 45 days for firms whose main office is in California: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
8 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 68 | 2026-10-23 | PICACHO FINANCIAL CONSULTING CRD 344639 · 801-137583 | New SEC adviser (120-day rule) | Hermosa Beach, CA | 5 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 65 | 2026-10-23 | HAVEN FUNDING LLC CRD 344545 · 801-137586 | New SEC adviser (120-day rule) | Santa Barbara, CA | 1 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 68 | 2026-10-15 | MAVERIQ CAPITAL GROUP LLC CRD 344599 · 801-137528 | New SEC adviser (120-day rule) | San Francisco, CA | 12 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet10+ employees+2 | subscribers | IAPD |
| 65 | 2026-10-02 | INTEGRATED ADVISORS WEALTH MANAGEMENT LLC CRD 342662 · 801-137436 | New SEC adviser (120-day rule) | Sacramento, CA | 4 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNo website listed+1 | subscribers | IAPD |
| 65 | 2026-10-02 | ASK FREDD CRD 344234 · 801-137417 | New SEC adviser (120-day rule) | Los Angeles, CA | 2 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetPerformance fees | subscribers | IAPD |
| 68 | 2026-09-29 | MANIFOLD INVESTMENT PARTNERS LLC CRD 344005 · 801-137386 | New SEC adviser (120-day rule) | San Francisco, CA | 5 | — | 120-day rule (must reach $100M RAUM) | subscribers | IAPD |
| 65 | 2026-09-21 | ISTARI CAPITAL MANAGEMENT LP CRD 344003 · 801-137358 | New SEC adviser (120-day rule) | Santa Monica, CA | 5 | — | 120-day rule (must reach $100M RAUM)No website listed | subscribers | IAPD |
| 68 | 2026-09-09 | CREATED WEALTH ADVISORY CRD 343953 · 801-137243 | New SEC adviser (120-day rule) | Venice, CA | 4 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
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