FormDSignal
68

Maveriq Capital Group LLC registers with the SEC under the 120-day rule (San Francisco, CA)

New SEC adviser (120-day rule) · CRD 344599 · 801-137528 · effective 2026-10-15

Effective 2026-10-15. 12 employees (3 advisory), no regulatory AUM reported yet. Notice-filed in CA. Limited Liability Company (DE).

120-day rule (must reach $100M RAUM)No RAUM yet10+ employeesNo website listedPerformance fees

Contact (from the filing)

The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.

Who this is for

  • Compliance consulting
  • RIA software (CRM, portfolio, billing)
  • Custodian / clearing
  • Archiving & surveillance
  • Cybersecurity / managed IT
  • E&O insurance