New investment advisers in California
Adviser registrations that became effective in the last 45 days for firms whose main office is in California: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
21 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 40 | 2026-10-20 | BIT POWER LLC CRD 344981 | New state-registered adviser | Sacramento, CA | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 43 | 2026-10-13 | TERTON CAPITAL MANAGEMENT, LLC CRD 343748 | New state-registered adviser | Irvine, CA | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-10-12 | FOURTH PICK MANAGEMENT COMPANY, LLC CRD 344421 | New state-registered adviser | Burbank, CA | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 35 | 2026-10-06 | WOLF FINANCIAL MANAGEMENT CRD 343743 | New state-registered adviser | Torrance, CA | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-10-06 | LEMNISCATE PARTNERS ADVISORY LLC CRD 343029 | New state-registered adviser | Menlo Park, CA | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 43 | 2026-10-05 | FLUX CAPITAL FUND MANAGEMENT LLC CRD 344896 · 802-137659 | New state-registered adviser | Los Angeles, CA | — | — | Advises private funds | subscribers | IAPD |
| 35 | 2026-10-05 | BETTER PLANNING BETTER LIFE INC. CRD 343636 | New state-registered adviser | Seal Beach, CA | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-10-05 | SHARIAWIZ ADVISORY CRD 342423 | New state-registered adviser | Folsom, CA | 6 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 35 | 2026-09-30 | TAXVET CRD 342653 | New state-registered adviser | San Jose, CA | 1 | — | subscribers | IAPD | |
| 40 | 2026-09-28 | STRANDS CAPITAL MANAGEMENT GP, LLC CRD 344296 | New state-registered adviser | Dana Point, CA | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-09-25 | FORMATA LABS CAPITAL ADVISORS, LLC CRD 344768 | New state-registered adviser | San Francisco, CA | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 48 | 2026-09-24 | MAZE INVESTMENTS, LLC CRD 153913 · 801-121747 | New state-registered adviser | Los Angeles, CA | 3 | $46M | Advises private fundsHas custodyPerformance fees | subscribers | IAPD |
| 43 | 2026-09-24 | MARIN WEALTH ADVISORS LLC CRD 123237 · 801-113162 | New state-registered adviser | San Rafael, CA | 5 | $76M | subscribers | IAPD | |
| 35 | 2026-09-24 | RIDGEPOINT WEALTH PARTNERS LLC CRD 343808 | New state-registered adviser | Rolling Hills Estates Hills Estatespalos Verdes, CA | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 43 | 2026-09-23 | SAND POINT CAPITAL MANAGEMENT, LP CRD 343137 | New state-registered adviser | East Palo Alto, CA | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-22 | CROSSCOURT MANAGEMENT, LLC CRD 343884 | New state-registered adviser | San Francisco, CA | — | — | Advises private funds | subscribers | IAPD |
| 32 | 2026-09-22 | WILSHIRECORE PLUS MANAGER LLC CRD 343816 | New state-registered adviser | Santa Monica, CA | — | — | No website listed | subscribers | IAPD |
| 43 | 2026-09-18 | DURATION VENTURES MANAGEMENT LP CRD 344403 · 802-137551 | New state-registered adviser | Palo Alto, CA | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-17 | BSF III GP, LLC CRD 342011 · 802-137542 | New state-registered adviser | Berkeley, CA | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-14 | LOWERCASE CAPITAL MANAGEMENT, LLC CRD 341793 · 802-137522 | New state-registered adviser | Los Angeles, CA | — | — | Advises private funds | subscribers | IAPD |
| 35 | 2026-09-10 | ARCPOINT FINANCIAL ADVISORS CRD 340567 | New state-registered adviser | Roseville, CA | 1 | $0 | No RAUM yet | subscribers | IAPD |
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