New investment advisers in California
Adviser registrations that became effective in the last 45 days for firms whose main office is in California: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
9 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 49 | 2026-10-09 | INTERVIA PARTNERS, LLC CRD 344960 · 802-137685 | New exempt reporting adviser | San Jose, CA | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-10-05 | FLUX CAPITAL FUND MANAGEMENT LLC CRD 344896 · 802-137659 | New exempt reporting adviser | Los Angeles, CA | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-09-18 | DURATION VENTURES MANAGEMENT LP CRD 344403 · 802-137551 | New exempt reporting adviser | Palo Alto, CA | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-09-17 | BSF III GP, LLC CRD 342011 · 802-137542 | New exempt reporting adviser | Berkeley, CA | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-09-17 | INCLUSIVE CAPITAL PARTNERS, L.P. CRD 309419 · 802-137544 | New exempt reporting adviser | San Francisco, CA | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-14 | LOWERCASE CAPITAL MANAGEMENT, LLC CRD 341793 · 802-137522 | New exempt reporting adviser | Los Angeles, CA | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 46 | 2026-09-14 | GRATIA CAPITAL, LLC CRD 163876 · 802-137518 | New exempt reporting adviser | Los Angeles, CA | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 46 | 2026-09-09 | GROUNDWORK MANAGEMENT PARTNERS, LLC CRD 325606 · 802-137479 | New exempt reporting adviser | San Francisco, CA | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
| 46 | 2026-09-09 | CATALIGHT CAPITAL US, LLC CRD 344046 · 802-137482 | New exempt reporting adviser | Sunnyvale, CA | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
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