New investment advisers in California
Adviser registrations that became effective in the last 45 days for firms whose main office is in California: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
17 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 87 | 2026-10-23 | ALPHA EDISON MANAGEMENT COMPANY, LLC CRD 284514 · 801-137320 | New SEC-registered adviser | Los Angeles, CA | 10 | $738M | Advises private funds10+ employeesHas custody+1 | subscribers | IAPD |
| 66 | 2026-10-23 | GK PRIVATE INVESTMENT LLC CRD 342106 · 801-137589 | New SEC-registered adviser | Santa Monica, CA | 1 | $11M | Advises private fundsHas custodyPerformance fees | subscribers | IAPD |
| 71 | 2026-10-22 | PRESIDIO GROUP ADVISORS CRD 344581 · 801-137565 | New SEC-registered adviser | Walnut Creek, CA | 4 | $439M | subscribers | IAPD | |
| 79 | 2026-10-21 | CAPITAL SYNERGY PARTNERS CRD 148733 · 801-136697 | New SEC-registered adviser | Irvine, CA | 46 | $102M | Broker-dealer affiliate10+ employees | subscribers | IAPD |
| 71 | 2026-10-19 | BRAVE NEW WEALTH CRD 336030 · 801-137502 | New SEC-registered adviser | Westlake Village, CA | 4 | $131M | subscribers | IAPD | |
| 61 | 2026-10-16 | GOLDEN STATE TECH INC. CRD 344407 · 801-137540 | New SEC-registered adviser | Rowland Heights, CA | 5 | — | subscribers | IAPD | |
| 68 | 2026-10-14 | HEYMAN WEALTH MANAGEMENT, LLC CRD 154971 · 801-137494 | New SEC-registered adviser | Encino, CA | 2 | $115M | subscribers | IAPD | |
| 81 | 2026-10-05 | TRACE CAPITAL CRD 343579 · 801-137441 | New SEC-registered adviser | Los Angeles, CA | 5 | $1.1B | Advises private fundsNo website listedHas custody+1 | subscribers | IAPD |
| 68 | 2026-10-02 | INNOVATIVE CAPITAL MANAGEMENT CRD 130446 · 801-137430 | New SEC-registered adviser | Newport Beach, CA | 1 | $44M | Advises private fundsNo website listedHas custody+1 | subscribers | IAPD |
| 68 | 2026-09-22 | CROSSPOINT CAPITAL MANAGEMENT CRD 150212 · 801-137291 | New SEC-registered adviser | Orinda, CA | 2 | $117M | subscribers | IAPD | |
| 65 | 2026-09-21 | ZERO LABS INC. CRD 343612 · 801-137359 | New SEC-registered adviser | San Francisco, CA | 4 | $100K | Notice-filed in 5+ states | subscribers | IAPD |
| 68 | 2026-09-16 | WEALTHLYNK, INC. CRD 327527 · 801-137244 | New SEC-registered adviser | Fallbrook, CA | 1 | $112M | subscribers | IAPD | |
| 71 | 2026-09-15 | WEALTH STRATEGIES GROUP CRD 326407 · 801-137269 | New SEC-registered adviser | Newport Beach, CA | 6 | $103M | Performance fees | subscribers | IAPD |
| 71 | 2026-09-15 | CS TOMASI WEALTH MANAGEMENT CRD 287561 · 801-137293 | New SEC-registered adviser | Costa Mesa, CA | 6 | $110M | subscribers | IAPD | |
| 76 | 2026-09-10 | BURLINGAME WEALTH MANAGEMENT, LLC CRD 300041 · 801-137010 | New SEC-registered adviser | Burlingame, CA | 1 | $129M | Advises private funds | subscribers | IAPD |
| 79 | 2026-09-09 | ACUTA CAPITAL PARTNERS, LLC CRD 158869 · 801-136966 | New SEC-registered adviser | Redwood City, CA | 4 | $173M | Advises private fundsHas custodyPerformance fees | subscribers | IAPD |
| 79 | 2026-09-09 | COMMONWEALTH ASSET MANAGEMENT LP CRD 306098 · 801-136890 | New SEC-registered adviser | Los Angeles, CA | 4 | $296M | Advises private fundsHas custodyPerformance fees | subscribers | IAPD |
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