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Innovative Capital Management registers with the SEC (Newport Beach, CA)
New SEC-registered adviser · CRD 130446 · 801-137430 · effective 2026-10-02
Effective 2026-10-02. 1 employee (1 advisory), $44M regulatory AUM across 2 accounts. Advises private funds. Limited Liability Company (DE).
Advises private fundsNo website listedHas custodyPerformance fees
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Fund administration & audit
- Custodian / clearing
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance