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Ask Fredd registers with the SEC under the 120-day rule (Los Angeles, CA)
New SEC adviser (120-day rule) · CRD 344234 · 801-137417 · effective 2026-10-02
Effective 2026-10-02. 2 employees (1 advisory), no regulatory AUM reported yet. Notice-filed in CA, TX. Limited Liability Company (CA).
120-day rule (must reach $100M RAUM)No RAUM yetPerformance fees
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Custodian / clearing
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance