The week in SEC filings: Sep 14–18, 2026
Form D, Form ADV and 8-K Item 5.02 filings dated 2026-09-14 to 2026-09-20 (ET), classified and scored the morning after each hit EDGAR or IAPD.
- New private funds
- 377
- First-time managers
- 85
- Company raises
- 249
- Real-estate offerings
- 77
- New advisers
- 95
- Open executive seats
- 0
Also this week: 373 fund raise updates, 53 company raise updates, 212 SPV / series vehicles, 0 Item 5.02 filings in total.
Fund launches by strategy
Highest-scoring fund launches
All fund launches →- 9701 Advisors 04, L.P. files a $395M venture capital fundVenture capital · $395M · 3(c)(7) · CA · filed 2026-09-16
- 97BY Capital 4 GmbH & Co. KG files a $231.1M other fund fundOther fund · $231.1M · 3(c)(7) · Berlin, Germany · filed 2026-09-15
- 97Nuveen Corporate Opportunities Fund LP files an open-ended hedge fund fundHedge fund · Indefinite · first-time manager · 3(c)(7) · NY · filed 2026-09-16
- 97Porte Arbitrage LP files an open-ended hedge fund fundHedge fund · Indefinite · first-time manager · 3(c)(7) · WY · filed 2026-09-16
- 95DYNAMIQ Select Opportunities I, LP files a $200M venture capital fundVenture capital · $200M · first-time manager · CA · filed 2026-09-18
- 92Permanent Partners Collective Fund I LP files an open-ended other fund fundOther fund · Indefinite · first-time manager · 3(c)(7) · CA · filed 2026-09-18
- 92MFO Fund, L.P., a Delaware limited partnership files an open-ended venture capital fundVenture capital · Indefinite · first-time manager · 3(c)(7) · CA · filed 2026-09-18
- 92Oceans Equity Fund I, LP files an open-ended private equity / buyout fundPrivate equity / buyout · Indefinite · first-time manager · 3(c)(7) · FL · filed 2026-09-16
- 92Serendipity Capital Global Quantum Technologies Fund I LP files an open-ended venture capital fundVenture capital · Indefinite · first-time manager · 3(c)(7) · Guoco Midtown, Singapore · filed 2026-09-15
- 90922 Capital Fund LLC Series Z39 files a $500M venture capital fundVenture capital · $500M · TX · filed 2026-09-14
- 90LMnT Ventures II, L.P. files a $80M venture capital fundVenture capital · $80M · 3(c)(7) · WA · filed 2026-09-15
- 90How Women Invest IV (Q), LP files a $63M venture capital fundVenture capital · $63M · 3(c)(7) · CA · filed 2026-09-17
Largest company raises
All company raises →- 55Crusoe Inc. raises $3.11B under Reg DOther · sold $3.11B · of $3.9B · DENVER, CO · filed 2026-09-17
- 55Crusoe Inc. raises $595.9M under Reg DOther · sold $595.9M · of $595.9M · DENVER, CO · filed 2026-09-17
- 55SIERRA INTERNATIONAL NETWORK INC raises $502M under Reg DOther Technology · sold $502M · of $502M · IRVINE, CA · filed 2026-09-17
- 60STARC Acquisitions, Inc. raises $117.1M under Reg DOther · sold $117.1M · of $117.1M · FOSTER CITY, CA · filed 2026-09-18
- 55Stuut, Inc. raises $67.6M under Reg DOther Technology · sold $67.6M · of $67.6M · NEW YORK, NY · filed 2026-09-16
- 60Persona AI Inc. raises $65.4M under Reg DOther Technology · sold $65.4M · of $142M · HOUSTON, TX · filed 2026-09-14
- 60Moonwalk Biosciences, Inc. raises $60M under Reg DBiotechnology · sold $60M · of $70.2M · SOUTH SAN FRANCISCO, CA · filed 2026-09-14
- 55Twin Health, Inc. raises $59M under Reg DOther Technology · sold $59M · of $61.5M · MENLO PARK, CA · filed 2026-09-16
Real-estate offerings
All →- 45SW Florida Corp HQ Campus DST files a $167.3M real-estate offering$167.3M · NASHUA, NH · filed 2026-09-17
- 45PPR Cornerstone Home Lending Fund LLC files a $100M real-estate offering$100M · WAYNE, PA · filed 2026-09-15
- 45Appian Investments Fund V, LLC files a $100M real-estate offering$100M · GREENVILLE, SC · filed 2026-09-18
- 43Inland MN Medical Apartment Development, L.L.C. files a $57.8M real-estate offering$57.8M · OAK BROOK, IL · filed 2026-09-17
- 43NexPoint Marina II DST files a $49M real-estate offering$49M · DALLAS, TX · filed 2026-09-15
- 43Jamesmark Bancshares, Inc. files a $45M real-estate offering$45M · SPRINGFIELD, MO · filed 2026-09-14
Open executive seats (8-K Item 5.02)
All executive changes →- No open seats scored 60+ this week.
Newly registered advisers
All new advisers →New exempt reporting adviser · 25New SEC-registered adviser · 15New SEC adviser (120-day rule) · 19New state-registered adviser · 36
- 73Carlo Capital registers with the SECNew SEC-registered adviser · RAUM $100M · 1 employees
- 73Npw Usa registers with the SEC under the 120-day rule (Oakville, Ontario)New SEC adviser (120-day rule) · 5 employees
- 72Ai Portfolios registers with the SEC under the 120-day ruleNew SEC adviser (120-day rule) · RAUM $0 · 4 employees
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