FormDSignal

New investment advisers

SEC, exempt-reporting and state adviser registrations from the IAPD daily feeds, within a day or two of approval. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software. Subscribers see the filing phone, website and address.

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146 registrations effective in the last 45 days matching your filters · page 1 of 3

ScoreEffective ↓FirmRegistrationLocationEmployeesRAUMFlagsContactSource
492026-10-23MAR ACROSS MANAGEMENT LLC
CRD 340175 · 802-137778
New exempt reporting adviserMiami, FL——
Advises private fundsVenture capital adviser
subscribersIAPD
492026-10-23ZERO INDEX
CRD 343429 · 802-137779
New exempt reporting adviser———
Advises private fundsVenture capital adviser
subscribersIAPD
462026-10-23STONEMARCC CAPITAL MANAGEMENT LLC
CRD 345237 · 802-137781
New exempt reporting adviserSaint Petersburg, FL——
Advises private fundsNo website listed
subscribersIAPD
492026-10-22PORTELL CAPITAL FUND IM, LLC
CRD 344839 · 802-137776
New exempt reporting adviser———
Advises private funds
subscribersIAPD
492026-10-22BONDL LLC
CRD 345170 · 802-137772
New exempt reporting adviser———
Advises private funds
subscribersIAPD
492026-10-22BEGIN CAPITAL MANAGEMENT
CRD 344831 · 802-137775
New exempt reporting adviserNew York, NY——
Advises private funds
subscribersIAPD
492026-10-21LIVELLO CAPITAL MANAGEMENT LP
CRD 305403 · 802-137769
New exempt reporting adviserNew York, NY——
Advises private funds
subscribersIAPD
492026-10-21VERIX EQUITY PARTNERS
CRD 341406 · 802-137768
New exempt reporting adviserBoca Raton, FL——
Advises private funds
subscribersIAPD
492026-10-21COBAN CAPITAL
CRD 345138 · 802-137763
New exempt reporting adviserJersey City, NJ——
Advises private funds
subscribersIAPD
492026-10-21WESTMINSTER & PARTNERS
CRD 344912 · 802-137762
New exempt reporting adviserLondon, Greater London——
Advises private funds
subscribersIAPD
492026-10-21BLACK BOX VENTURES
CRD 340185 · 802-137766
New exempt reporting adviser———
Advises private funds
subscribersIAPD
492026-10-21BRACE EQUITY PARTNERS MANAGEMENT
CRD 343964 · 802-137764
New exempt reporting adviser———
Advises private funds
subscribersIAPD
492026-10-20FINTOP LLC
CRD 344995 · 802-137759
New exempt reporting adviserNashville, TN——
Advises private fundsVenture capital adviser
subscribersIAPD
492026-10-20TUMONT CAPITAL MANAGEMENT LP
CRD 344737 · 802-137754
New exempt reporting adviser———
Advises private funds
subscribersIAPD
492026-10-20LAKESHORE CAPITAL ASIA LTD.
CRD 344631 · 802-137760
New exempt reporting adviserSingapore——
Advises private funds
subscribersIAPD
492026-10-20MERIDA CAPITAL HOLDINGS LLC
CRD 287784 · 802-137756
New exempt reporting adviser———
Advises private funds
subscribersIAPD
462026-10-20AXON FINANCE LTD
CRD 345089 · 802-137751
New exempt reporting adviserDenver, CO——
Advises private fundsNo website listed
subscribersIAPD
492026-10-19NONPUBLIC
CRD 344722 · 802-137750
New exempt reporting adviser———
Advises private funds
subscribersIAPD
492026-10-19DREW INVESTMENT MANAGEMENT, INC.
CRD 344478 · 802-137748
New exempt reporting adviser———
Advises private funds
subscribersIAPD
492026-10-19WYDDIAL CAPITAL MANAGEMENT LLP
CRD 345064 · 802-137745
New exempt reporting adviserLondon, England——
Advises private funds
subscribersIAPD
462026-10-19WESTBROOK WYDDIAL REALTY MANAGEMENT GP LIMITED
CRD 345072 · 802-137746
New exempt reporting adviserSt. Helier——
Advises private fundsNo website listed
subscribersIAPD
462026-10-19TRENCHES CAPITAL MANAGEMENT LLC
CRD 341839 · 802-137742
New exempt reporting adviserPhoenix, AZ——
Advises private fundsNo website listedVenture capital adviser
subscribersIAPD
492026-10-16THOMPSON MERIDIAN ADVISORS
CRD 343162 · 802-137741
New exempt reporting adviserAustin, TX——
Advises private funds
subscribersIAPD
492026-10-16TROOP CAPITAL MANAGEMENT
CRD 315588 · 802-137734
New exempt reporting adviserDallas, TX——
Advises private funds
subscribersIAPD
492026-10-16COATES, ROBERT CAINON
CRD 340237 · 802-137740
New exempt reporting adviser———
Advises private funds
subscribersIAPD
492026-10-16ASTER CAPITAL MANAGEMENT (DIFC) LTD
CRD 344927 · 802-137730
New exempt reporting adviserDubai——
Advises private funds
subscribersIAPD
492026-10-16DUNE VENTURES MANAGEMENT, LP
CRD 337853 · 802-137732
New exempt reporting adviser———
Advises private fundsVenture capital adviser
subscribersIAPD
492026-10-16PEARL STREET CAPITAL PARTNERS
CRD 340491 · 802-137733
New exempt reporting adviser———
Advises private funds
subscribersIAPD
492026-10-15BITROOT VENTURES, LLC
CRD 344471 · 802-137728
New exempt reporting adviser———
Advises private fundsVenture capital adviser
subscribersIAPD
492026-10-15BREGAL MILESTONE LLP
CRD 342253 · 802-137729
New exempt reporting adviserLondon——
Advises private funds
subscribersIAPD
492026-10-15CLAY POINT INVESTORS
CRD 339911 · 802-137719
New exempt reporting adviserHobe Sound, FL——
Advises private funds
subscribersIAPD
492026-10-15OCEANS EQUITY
CRD 344988 · 802-137726
New exempt reporting adviserMiami, FL——
Advises private funds
subscribersIAPD
492026-10-15BU BREGAL UNTERNEHMERKAPITAL B.V.
CRD 341532 · 802-137727
New exempt reporting adviserAmsterdam——
Advises private funds
subscribersIAPD
462026-10-15KESHERCIRCLEFUND LLC
CRD 344726 · 802-137721
New exempt reporting adviser———
Advises private fundsNo website listedVenture capital adviser
subscribersIAPD
462026-10-15GUDO PARTNERS LLC
CRD 317932 · 802-137725
New exempt reporting adviserNew York, NY——
Advises private fundsNo website listed
subscribersIAPD
492026-10-14INOVIA CAPITAL
CRD 340267 · 802-137718
New exempt reporting adviserMontreal, Quebec——
Advises private funds
subscribersIAPD
492026-10-14QCORE FUND MANAGEMENT AG
CRD 339570 · 802-137715
New exempt reporting adviserZurich——
Advises private funds
subscribersIAPD
492026-10-14CEDERBERG CAPITAL LIMITED
CRD 297836 · 802-137716
New exempt reporting adviserLondon——
Advises private funds
subscribersIAPD
492026-10-14FALCON INVESTMENT MANAGEMENT
CRD 332604 · 802-137711
New exempt reporting adviserLondon——
Advises private funds
subscribersIAPD
462026-10-14SWEETSPOT MANAGEMENT AND SERVICE LLC
CRD 344181 · 802-137712
New exempt reporting adviser———
Advises private fundsNo website listed
subscribersIAPD
492026-10-13404 ENDEAVORS WIZARD INVEST MANAGER, INC.
CRD 344848 · 802-137705
New exempt reporting adviserNew York, NY——
Advises private funds
subscribersIAPD
492026-10-13ENCORE UGP LLC
CRD 344999 · 802-137704
New exempt reporting adviserClayton, MO——
Advises private funds
subscribersIAPD
462026-10-13BIG RED HOUSE MANAGEMENT
CRD 344416 · 802-137706
New exempt reporting adviserMount Pleasant, SC——
Advises private fundsNo website listedVenture capital adviser
subscribersIAPD
492026-10-12JELLOLA INVESTMENTS PTE. LTD.
CRD 344665 · 802-137702
New exempt reporting adviserSingapore——
Advises private funds
subscribersIAPD
462026-10-12TENUCIA PARTNERS LIMITED
CRD 343003 · 802-137699
New exempt reporting adviserHong Kong——
Advises private fundsNo website listed
subscribersIAPD
462026-10-11TWE POLYMARKET MGR, LLC
CRD 344846 · 802-137698
New exempt reporting adviserHouston, TX——
Advises private fundsNo website listed
subscribersIAPD
462026-10-11ONE AXBRIDGE GLOBAL LLC
CRD 344869 · 802-137696
New exempt reporting adviser———
Advises private fundsNo website listed
subscribersIAPD
542026-10-09LGT CAPITAL PARTNERS (UK)
CRD 342450 · 802-137681
New exempt reporting adviserLondon, Greater London——
Advises private fundsBroker-dealer affiliate
subscribersIAPD
492026-10-09INTERVIA PARTNERS, LLC
CRD 344960 · 802-137685
New exempt reporting adviserSan Jose, CA——
Advises private fundsVenture capital adviser
subscribersIAPD
492026-10-09DG WESTWIND CAPITAL LLP
CRD 344648 · 802-137686
New exempt reporting adviserLondon, England——
Advises private funds
subscribersIAPD
Free weekly sample: five scored new adviser registrations every Monday

One week delayed, headline and summary only, no card. It exists so you can judge the scoring before paying.