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Round Table Advisors, LLC registers with the SEC under the 120-day rule (Chattanooga, TN)
New SEC adviser (120-day rule) · CRD 343859 · 801-137306 · effective 2026-09-14
Effective 2026-09-14. 13 employees (7 advisory), no regulatory AUM reported yet. Notice-filed in TN. Limited Liability Company (TN).
120-day rule (must reach $100M RAUM)No RAUM yet10+ employees
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Custodian / clearing
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance