The week in SEC filings: Sep 28 – Oct 2, 2026
Form D, Form ADV and 8-K Item 5.02 filings dated 2026-09-28 to 2026-10-04 (ET), classified and scored the morning after each hit EDGAR or IAPD.
- New private funds
- 434
- First-time managers
- 62
- Company raises
- 244
- Real-estate offerings
- 74
- New advisers
- 99
- Open executive seats
- 0
Also this week: 414 fund raise updates, 55 company raise updates, 201 SPV / series vehicles, 0 Item 5.02 filings in total.
Fund launches by strategy
Highest-scoring fund launches
All fund launches →- 100Third Space Partners launches $350M debut private equity fundPrivate equity / buyout · $350M · first-time manager · 3(c)(7) · NY · filed 2026-10-02
- 100Third Space Partners launches $350M debut private equity fundPrivate equity / buyout · $350M · first-time manager · 3(c)(7) · NY · filed 2026-10-02
- 100Oceanus Growth Partners, L.P. files a $300M venture capital fundVenture capital · $300M · first-time manager · 3(c)(7) · CA · filed 2026-09-29
- 97Safkhet Sentinel Partners launches indefinite hedge fund in New YorkHedge fund · Indefinite · first-time manager · 3(c)(7) · NY · filed 2026-10-01
- 97URH Onshore Fund LP files an open-ended hedge fund fundHedge fund · Indefinite · first-time manager · 3(c)(7) · NY · filed 2026-09-30
- 95Socle Partners, L.P. files a $150M venture capital fundVenture capital · $150M · first-time manager · DE · filed 2026-09-29
- 95Levee Capital Partners Fund I, LP files a $150M private equity / buyout fundPrivate equity / buyout · $150M · first-time manager · TN · filed 2026-09-29
- 92TS Co-Invest Project Event launches indefinite offering under Reg D 3(c)(7)Other fund · Indefinite · first-time manager · 3(c)(7) · NY · filed 2026-10-02
- 92Excellere Capital launches indefinite private equity fund from Denver with Evercore as placement agentPrivate equity / buyout · Indefinite · first-time manager · 3(c)(7) · CO · filed 2026-10-01
- 92Byers Capital Group launches inaugural venture fund from San FranciscoVenture capital · Indefinite · first-time manager · 3(c)(7) · CA · filed 2026-10-01
- 92Reverie Fund Two LP files an open-ended other fund fundOther fund · Indefinite · first-time manager · 3(c)(7) · NY · filed 2026-09-29
- 92Nuveen Insurance Opportunities Fund LP files an open-ended private equity / buyout fundPrivate equity / buyout · Indefinite · first-time manager · 3(c)(7) · NY · filed 2026-09-29
Largest company raises
All company raises →- 55Longtail Insurance Holdings Ltd. raises $416.2M under Reg DInsurance · sold $416.2M · of $750M · Hamilton · filed 2026-09-30
- 60Lisata Therapeutics closes $351.9M raise in business combinationBiotechnology · sold $351.9M · of $351.9M · BASKING RIDGE, NJ · filed 2026-10-02
- 45LMA 2026-1, LLC raises $340.6M under Reg DInvesting · sold $340.6M · of Indefinite · NEW YORK, NY · filed 2026-09-28
- 55Superhuman Platform Inc. raises $335.2M under Reg DOther Technology · sold $335.2M · of $335.2M · SAN FRANCISCO, CA · filed 2026-09-28
- 55Exa Labs Inc. raises $247.5M under Reg DOther Technology · sold $247.5M · of $247.5M · SAN FRANCISCO, CA · filed 2026-09-28
- 60General Intuition Holding B.V. raises $175.24M in first EDGAR filing from NetherlandsOther Technology · sold $175.2M · of $220.5M · Naarden · filed 2026-10-02
- 55CScale raises $145M in Reg D offering, $50M remainingOther Technology · sold $145M · of $195M · PALO ALTO, CA · filed 2026-10-01
- 60POPHOUSE AVATAR NETWORK INC. raises $128.5M under Reg DOther · sold $128.5M · of $257M · LAS VEGAS, NV · filed 2026-09-29
Real-estate offerings
All →- 45Rise Fund II targets $100M for commercial real estate in Chattanooga$100M · CHATTANOOGA, TN · filed 2026-10-01
- 43Cunat Exchange X DST launches $59.13M residential real estate offering in Illinois$59.1M · MCHENRY, IL · filed 2026-10-01
- 43ExchangeRight Net-Leased All-Cash 22 DST files a $35.7M real-estate offering$35.7M · PASADENA, CA · filed 2026-09-30
- 43Mascoma Mutual Financial Services closes $35M raise in New Hampshire$35M · LEBANON, NH · filed 2026-10-01
- 43VALT Investor Group Inc. files a $30M real-estate offering$30M · DENVER, CO · filed 2026-09-30
- 43Olympus Station 250 DST launches $28.65M residential real estate offering in Fort Worth$28.6M · FORT WORTH, TX · filed 2026-10-01
Open executive seats (8-K Item 5.02)
All executive changes →- No open seats scored 60+ this week.
Newly registered advisers
All new advisers →New exempt reporting adviser · 26New SEC-registered adviser · 8New SEC adviser (120-day rule) · 16New state-registered adviser · 49
- 87
- 78
- 76
- 71
- 70
- 69
- 68
- 68
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