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Plettenberg Capital Management, LLC registers with the SEC (New York, NY)
New SEC-registered adviser · CRD 342946 · 801-137416 · effective 2026-10-01
Effective 2026-10-01. 2 employees (1 advisory), $51M regulatory AUM across 8 accounts. Advises private funds. Notice-filed in DE, NY. Limited Liability Company (NY).
Advises private fundsHas custodyPerformance fees
Contact (from the filing)
The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.
Who this is for
- Compliance consulting
- RIA software (CRM, portfolio, billing)
- Fund administration & audit
- Custodian / clearing
- Archiving & surveillance
- Cybersecurity / managed IT
- E&O insurance