New investment advisers in Colorado
Adviser registrations that became effective in the last 45 days for firms whose main office is in Colorado: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
13 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 46 | 2026-10-20 | AXON FINANCE LTD CRD 345089 · 802-137751 | New exempt reporting adviser | Denver, CO | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 65 | 2026-10-15 | CLEROS WEALTH PARTNERS, LLC CRD 344362 · 801-137418 | New SEC adviser (120-day rule) | Denver, CO | 4 | — | 120-day rule (must reach $100M RAUM)No website listed | subscribers | IAPD |
| 43 | 2026-10-13 | FELIX GLOBAL INVESTMENT MANAGEMENT LLC CRD 343587 | New state-registered adviser | Denver, CO | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-09 | AZURIA CAPITAL CRD 344330 · 802-137682 | New exempt reporting adviser | Denver, CO | — | — | Advises private funds | subscribers | IAPD |
| 35 | 2026-10-08 | SCHLANGER FINANCIAL CRD 344427 | New state-registered adviser | Littleton, CO | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 78 | 2026-10-05 | RPC WEALTH, LLC CRD 221532 · 801-137435 | New SEC-registered adviser | Loveland, CO | 14 | $106M | 10+ employeesNotice-filed in 5+ states | subscribers | IAPD |
| 56 | 2026-10-01 | EVEROAK WEALTH CO CRD 344190 · 801-137412 | New SEC adviser (120-day rule) | Colorado Springs, CO | 11 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet10+ employees | subscribers | IAPD |
| 43 | 2026-09-30 | VAILSHIRE CAPITAL MANAGEMENT, LLC CRD 333571 | New state-registered adviser | Colorado Springs, CO | — | — | Advises private funds | subscribers | IAPD |
| 38 | 2026-09-30 | BROTHERHOOD RETIREMENT CRD 339151 | New state-registered adviser | Colorado Springs, CO | 6 | $0 | No RAUM yet | subscribers | IAPD |
| 49 | 2026-09-28 | INNOSPHERE ADVISORS, INC. CRD 288306 · 802-137610 | New exempt reporting adviser | Fort Collins, CO | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-23 | DROGHEDA CAPITAL LLC CRD 344714 | New state-registered adviser | Denver, CO | — | — | Advises private funds | subscribers | IAPD |
| 71 | 2026-09-11 | 5280 ASSOCIATES CRD 343955 · 801-137276 | New SEC adviser (120-day rule) | Denver, CO | 10 | — | 120-day rule (must reach $100M RAUM)10+ employees | subscribers | IAPD |
| 51 | 2026-09-11 | TOPAZ ADVISORS INC CRD 344556 · 802-137495 | New exempt reporting adviser | Denver, CO | — | — | Advises private fundsBroker-dealer affiliateNo website listed | subscribers | IAPD |
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