FormDSignal
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5280 Associates registers with the SEC under the 120-day rule (Denver, CO)

New SEC adviser (120-day rule) · CRD 343955 · 801-137276 · effective 2026-09-11

Effective 2026-09-11. 10 employees (7 advisory). Notice-filed in CO. Limited Liability Company (CO).

120-day rule (must reach $100M RAUM)10+ employees

Contact (from the filing)

The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.

Who this is for

  • Compliance consulting
  • RIA software (CRM, portfolio, billing)
  • Archiving & surveillance
  • Cybersecurity / managed IT
  • E&O insurance
  • Custodian / clearing