New investment advisers in Colorado
Adviser registrations that became effective in the last 45 days for firms whose main office is in Colorado: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
5 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 43 | 2026-10-13 | FELIX GLOBAL INVESTMENT MANAGEMENT LLC CRD 343587 | New state-registered adviser | Denver, CO | — | — | Advises private funds | subscribers | IAPD |
| 35 | 2026-10-08 | SCHLANGER FINANCIAL CRD 344427 | New state-registered adviser | Littleton, CO | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 43 | 2026-09-30 | VAILSHIRE CAPITAL MANAGEMENT, LLC CRD 333571 | New state-registered adviser | Colorado Springs, CO | — | — | Advises private funds | subscribers | IAPD |
| 38 | 2026-09-30 | BROTHERHOOD RETIREMENT CRD 339151 | New state-registered adviser | Colorado Springs, CO | 6 | $0 | No RAUM yet | subscribers | IAPD |
| 43 | 2026-09-23 | DROGHEDA CAPITAL LLC CRD 344714 | New state-registered adviser | Denver, CO | — | — | Advises private funds | subscribers | IAPD |
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One week delayed, headline and summary only, no card. It exists so you can judge the scoring before paying.