New investment advisers in Colorado
Adviser registrations that became effective in the last 45 days for firms whose main office is in Colorado: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
4 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 46 | 2026-10-20 | AXON FINANCE LTD CRD 345089 · 802-137751 | New exempt reporting adviser | Denver, CO | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 49 | 2026-10-09 | AZURIA CAPITAL CRD 344330 · 802-137682 | New exempt reporting adviser | Denver, CO | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-28 | INNOSPHERE ADVISORS, INC. CRD 288306 · 802-137610 | New exempt reporting adviser | Fort Collins, CO | — | — | Advises private funds | subscribers | IAPD |
| 51 | 2026-09-11 | TOPAZ ADVISORS INC CRD 344556 · 802-137495 | New exempt reporting adviser | Denver, CO | — | — | Advises private fundsBroker-dealer affiliateNo website listed | subscribers | IAPD |
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