New investment advisers in Colorado
Adviser registrations that became effective in the last 45 days for firms whose main office is in Colorado: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
3 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 65 | 2026-10-15 | CLEROS WEALTH PARTNERS, LLC CRD 344362 · 801-137418 | New SEC adviser (120-day rule) | Denver, CO | 4 | — | 120-day rule (must reach $100M RAUM)No website listed | subscribers | IAPD |
| 56 | 2026-10-01 | EVEROAK WEALTH CO CRD 344190 · 801-137412 | New SEC adviser (120-day rule) | Colorado Springs, CO | 11 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet10+ employees+1 | subscribers | IAPD |
| 71 | 2026-09-11 | 5280 ASSOCIATES CRD 343955 · 801-137276 | New SEC adviser (120-day rule) | Denver, CO | 10 | — | 120-day rule (must reach $100M RAUM)10+ employees | subscribers | IAPD |
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