New investment advisers in California
Adviser registrations that became effective in the last 45 days for firms whose main office is in California: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
55 registrations effective in the last 45 days matching your filters · page 2 of 2
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 79 | 2026-09-09 | COMMONWEALTH ASSET MANAGEMENT LP CRD 306098 · 801-136890 | New SEC-registered adviser | Los Angeles, CA | 4 | $296M | Advises private fundsHas custodyPerformance fees | subscribers | IAPD |
| 79 | 2026-09-09 | ACUTA CAPITAL PARTNERS, LLC CRD 158869 · 801-136966 | New SEC-registered adviser | Redwood City, CA | 4 | $173M | Advises private fundsHas custodyPerformance fees | subscribers | IAPD |
| 68 | 2026-09-09 | CREATED WEALTH ADVISORY CRD 343953 · 801-137243 | New SEC adviser (120-day rule) | Venice, CA | 4 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 46 | 2026-09-09 | CATALIGHT CAPITAL US, LLC CRD 344046 · 802-137482 | New exempt reporting adviser | Sunnyvale, CA | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
| 46 | 2026-09-09 | GROUNDWORK MANAGEMENT PARTNERS, LLC CRD 325606 · 802-137479 | New exempt reporting adviser | San Francisco, CA | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
Free weekly sample: five scored new adviser registrations every Monday
One week delayed, headline and summary only, no card. It exists so you can judge the scoring before paying.