The week in SEC filings: Oct 12–16, 2026
Form D, Form ADV and 8-K Item 5.02 filings dated 2026-10-12 to 2026-10-18 (ET), classified and scored the morning after each hit EDGAR or IAPD.
- New private funds
- 379
- First-time managers
- 63
- Company raises
- 251
- Real-estate offerings
- 81
- New advisers
- 93
- Open executive seats
- 8
Also this week: 370 fund raise updates, 53 company raise updates, 162 SPV / series vehicles, 84 Item 5.02 filings in total.
Fund launches by strategy
Highest-scoring fund launches
All fund launches →- 100Globalcycle Holdings launches $650M private equity fund from BrooklynPrivate equity / buyout · $650M · first-time manager · NY · filed 2026-10-15
- 100Alexandria ML Ad Astra Fund I launches $150M venture fund targeting institutional investorsVenture capital · $150M · first-time manager · 3(c)(7) · NY · filed 2026-10-13
- 97Fulcrum Growth Fund VI launches $400M venture fund in AtlantaVenture capital · $400M · 3(c)(7) · GA · filed 2026-10-15
- 97Fulcrum Growth Fund VI QP launches $400M venture fund in AtlantaVenture capital · $400M · 3(c)(7) · GA · filed 2026-10-14
- 97Everest Heights LP closes $177.3M venture fund in BostonVenture capital · $177.3M · first-time manager · 3(c)(7) · MA · filed 2026-10-13
- 97SYN Ventures launches $100M Seed Fund II in West Palm BeachVenture capital · $100M · 3(c)(7) · FL · filed 2026-10-14
- 97CSIM Fund LP launches indefinite hedge fund under Reg D 3(c)(7) in New YorkHedge fund · Indefinite · first-time manager · 3(c)(7) · NY · filed 2026-10-13
- 95Alexandria Ad Astra Fund I launches $150M venture fund in New YorkVenture capital · $150M · first-time manager · NY · filed 2026-10-13
- 95Qervan Exchange Inc. launches $100M fund under Reg D 506(c)New fund · $100M · first-time manager · CA · filed 2026-10-14
- 92Ramirez Credit Opportunities CV I launches indefinite private credit fund in New YorkPrivate credit · Indefinite · first-time manager · 3(c)(7) · NY · filed 2026-10-15
- 92Queens Court Capital Fund I launches indefinite private equity fund in New YorkPrivate equity / buyout · Indefinite · first-time manager · 3(c)(7) · NY · filed 2026-10-13
- 90Tamarind Hill Fund III launches $70M venture fund from OhioVenture capital · $70M · 3(c)(7) · OH · filed 2026-10-15
Largest company raises
All company raises →- 55Ramp Business Corp raises $1.58B in mega-round under Reg D 506(b)Other Technology · sold $1.58B · of $1.85B · NEW YORK, NY · filed 2026-10-16
- 55Armadin raises $265M in Series funding led by Kevin MandiaOther Technology · sold $265M · of $265M · MENLO PARK, CA · filed 2026-10-15
- 55Onebrief raises $150.8M in Reg D offering, $99.2M remainingOther Technology · sold $150.8M · of $250M · HONOLULU, HI · filed 2026-10-14
- 65PT&C Group Holdings closes $85M raise in Delaware LLCOther · sold $85M · of $85M · SALT LAKE CITY, UT · filed 2026-10-14
- 55Kaigene raises $73.35M in biotech capital round under Reg DBiotechnology · sold $55M · of $73.3M · ROCKVILLE, MD · filed 2026-10-14
- 60NN Inc closes $53.1M raise in Charlotte manufacturing companyManufacturing · sold $53.1M · of $53.1M · CHARLOTTE, NC · filed 2026-10-14
- 55Curadel Surgical Innovations raises $57.5M for surgical technology development in FloridaBiotechnology · sold $49.8M · of $57.5M · BONITA SPRINGS, FL · filed 2026-10-13
- 52Penn United Technologies raises $40.91M in first capital raiseManufacturing · sold $40.9M · of $40.9M · CABOT, PA · filed 2026-10-15
Real-estate offerings
All →- 55Ares launches AIREX Portfolio 12 DST, a $501.6M real estate offering in Denver$501.6M · DENVER, CO · filed 2026-10-14
- 50ExchangeRight launches $136.1M commercial real estate DST offering in Pasadena$136.1M · PASADENA, CA · filed 2026-10-14
- 45TWC Income Fund LLC launches $100M commercial real estate fund in Georgia$100M · ALPHARETTA, GA · filed 2026-10-15
- 43FSX Retail 37 DST raises $48.3M for real estate via Regulation D 506(c)$48.3M · WALL, NJ · filed 2026-10-13
- 43First Keystone Corp closes $32.5M raise under Reg D 506(b) in Pennsylvania$32.5M · BERWICK, PA · filed 2026-10-13
- 43Freedom Bancorp closes $26.5M offering to 14 accredited investors in New Jersey$26.5M · MAYWOOD, NJ · filed 2026-10-16
Open executive seats (8-K Item 5.02)
All executive changes →- 95
- 95
- 95
- 90
- 87
- 85
- 75CHARTER COMMUNICATIONS, INC. /MO/ (CHTR): COO Adam Ray terminated without causeCHTR · COO · No successor named, Terminated without cause, Effective within 30 days · filed 2026-10-13
- 70
Newly registered advisers
All new advisers →New exempt reporting adviser · 23New SEC-registered adviser · 14New SEC adviser (120-day rule) · 12New state-registered adviser · 44
- 82
- 81Signalrank Ai Corp registers with the SEC under the 120-day ruleNew SEC adviser (120-day rule) · RAUM $31M · 4 employees
- 79
- 75Allstreet Wealth registers with the SECNew SEC-registered adviser · RAUM $134M · 4 employees
- 74
- 71Gap Financial Services registers with the SECNew SEC-registered adviser · RAUM $132M · 5 employees
- 68
- 68
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