The week in SEC filings: Oct 5–9, 2026
Form D, Form ADV and 8-K Item 5.02 filings dated 2026-10-05 to 2026-10-11 (ET), classified and scored the morning after each hit EDGAR or IAPD.
- New private funds
- 455
- First-time managers
- 87
- Company raises
- 269
- Real-estate offerings
- 66
- New advisers
- 85
- Open executive seats
- 0
Also this week: 394 fund raise updates, 62 company raise updates, 194 SPV / series vehicles, 0 Item 5.02 filings in total.
Fund launches by strategy
Highest-scoring fund launches
All fund launches →- 97Benchmark Partners Founders' Fund T1 launches $220M venture fund in DelawareVenture capital · $220M · 3(c)(7) · CA · filed 2026-10-09
- 97Bewater Growth Fund II launches $150M venture fund from WinnetkaVenture capital · $150M · 3(c)(7) · IL · filed 2026-10-05
- 97Benchmark Partners launches $132M Founders' Fund 2 venture fund from WoodsideVenture capital · $132M · 3(c)(7) · CA · filed 2026-10-09
- 97Double Break Partners launches indefinite hedge fund from BostonHedge fund · Indefinite · first-time manager · 3(c)(7) · MA · filed 2026-10-09
- 95KEYM Capital Corp launches $100M fund in Denver as first-time managerNew fund · $100M · first-time manager · CO · filed 2026-10-06
- 95Local Multiplier Fund I launches $100M offering in Hawaii as first-time managerOther fund · $100M · first-time manager · HI · filed 2026-10-06
- 95P. Caldray Markets launches $100M fund under Reg D 506(c) from DenverNew fund · $100M · first-time manager · CO · filed 2026-10-09
- 95Wealth Rock LLC launches $100M private equity fund from Puerto RicoPrivate equity / buyout · $100M · first-time manager · San Juan · filed 2026-10-08
- 95ZNVXA Inc launches $100M fund in Denver under Reg D 506(c)New fund · $100M · first-time manager · CO · filed 2026-10-07
- 92Spectrum Equity XI-B closes $2.38B institutional private equity fund in BostonPrivate equity / buyout · $2.38B · 3(c)(7) · MA · filed 2026-10-09
- 92Spectrum Equity closes $2.38B Fund XI-A in BostonPrivate equity / buyout · $2.38B · 3(c)(7) · MA · filed 2026-10-09
- 92Princeton Equity Partners III closes $1.26B mega fund with 48 institutional investorsPrivate equity / buyout · $1.26B · 3(c)(7) · NJ · filed 2026-10-09
Largest company raises
All company raises →- 60McDermott International closes $500M capital raise under Reg D exemption 6(b)Construction · sold $500M · of $500M · HOUSTON, TX · filed 2026-10-05
- 60Gateway Royalty VII raises $131M in oil and gas royalty offeringOil and Gas · sold $131M · of $131M · MIDLAND, TX · filed 2026-10-08
- 55M2X Energy raises $238.8M for energy conservation operations in FloridaEnergy Conservation · sold $125M · of $238.8M · ROCKLEDGE, FL · filed 2026-10-09
- 60Athanor Compute raises $125M in first capital round under Reg D 506(b)Other Technology · sold $125M · of $150M · SAN FRANCISCO, CA · filed 2026-10-09
- 60Merritt Community Capital Fund 27 launches $200M raise in OaklandOther · sold $90M · of $200M · OAKLAND, CA · filed 2026-10-06
- 60WhiteHawk Minerals closes $75M raise in oil and gas via Regulation DOil and Gas · sold $75M · of $75M · PHILADELPHIA, PA · filed 2026-10-05
- 55Metaview Technologies closes $60M raise in LondonOther Technology · sold $60M · of $60M · London, United Kingdom · filed 2026-10-05
- 55Unison Risk Advisors closes $56.16M raise in ClevelandInsurance · sold $56.2M · of $56.2M · CLEVELAND, OH · filed 2026-10-07
Real-estate offerings
All →- 45Wright Fund I LP launches $325M commercial real estate fund in Tampa$325M · TAMPA, FL · filed 2026-10-09
- 45Merus Industrial Fund III launches $250M real estate offering in Cincinnati$250M · CINCINNATI, OH · filed 2026-10-06
- 45FISYN Value Add Fund launches $150M real estate offering in Fort Worth$150M · FORT WORTH, TX · filed 2026-10-06
- 43Capital Square launches $37.35M Delaware statutory trust for Texas senior housing in Glen Allen$37.4M · GLEN ALLEN, VA · filed 2026-10-06
- 43University Bancorp closes $25M real estate offering to 5 accredited investors$25M · ANN ARBOR, MI · filed 2026-10-07
Open executive seats (8-K Item 5.02)
All executive changes →- No open seats scored 60+ this week.
Newly registered advisers
All new advisers →New exempt reporting adviser · 18New SEC-registered adviser · 12New SEC adviser (120-day rule) · 7New state-registered adviser · 48
- 81
- 81
- 78
- 75On Point Crna registers with the SECNew SEC-registered adviser · RAUM $100M · 4 employees
- 75
- 73Mlg Advisors LLC registers with the SECNew SEC-registered adviser · RAUM $161M · 1 employees
- 73
- 71
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