New investment advisers
SEC, exempt-reporting and state adviser registrations from the IAPD daily feeds, within a day or two of approval. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software. Subscribers see the filing phone, website and address.
New exempt reporting adviser · 133New SEC-registered adviser · 88New SEC adviser (120-day rule) · 85New state-registered adviser · 287
593 registrations effective in the last 45 days · page 10 of 12
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 35 | 2026-09-22 | HOLOCRON HOLDINGS CRD 343224 | New state-registered adviser | — | 2 | $0 | No RAUM yetHas custody | subscribers | IAPD |
| 35 | 2026-09-22 | JEFFERSON FINANCIAL PLANNING LLC CRD 344154 | New state-registered adviser | — | 1 | — | subscribers | IAPD | |
| 35 | 2026-09-22 | RECKER CAPITAL MANAGEMENT LLC CRD 342622 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-22 | ALLZEN WEALTH AND FINANCIAL SERVICES CRD 342542 | New state-registered adviser | Houston, TX | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-22 | NEXT WEALTH ADVISERS CRD 342970 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-09-22 | WILSHIRECORE PLUS MANAGER LLC CRD 343816 | New state-registered adviser | Santa Monica, CA | — | — | No website listed | subscribers | IAPD |
| 32 | 2026-09-22 | FORTINO WEALTH MANAGEMENT, LLC CRD 344088 | New state-registered adviser | Overland Park, KS | 1 | $2 | No website listed | subscribers | IAPD |
| 32 | 2026-09-22 | SAND RUN WEALTH MANAGEMENT CRD 344316 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-09-22 | DALY CAPITAL MANAGEMENT CRD 343035 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listedHas custody+1 | subscribers | IAPD |
| 87 | 2026-09-21 | SAGEONE INVESTMENT MANAGERS LLP CRD 285454 · 801-137355 | New SEC-registered adviser | Pune | 21 | $691M | Advises private funds10+ employeesPerformance fees | subscribers | IAPD |
| 71 | 2026-09-21 | TIDMORE RETIREMENT PLANNING SPECIALISTS CRD 121028 · 801-137002 | New SEC-registered adviser | Beachwood, OH | 4 | $113M | subscribers | IAPD | |
| 65 | 2026-09-21 | ISTARI CAPITAL MANAGEMENT LP CRD 344003 · 801-137358 | New SEC adviser (120-day rule) | Santa Monica, CA | 5 | — | 120-day rule (must reach $100M RAUM)No website listed | subscribers | IAPD |
| 65 | 2026-09-21 | OMNIMINT ADVISORS LLC CRD 344155 · 801-137329 | New SEC adviser (120-day rule) | — | 1 | — | 120-day rule (must reach $100M RAUM) | subscribers | IAPD |
| 65 | 2026-09-21 | ZERO LABS INC. CRD 343612 · 801-137359 | New SEC-registered adviser | San Francisco, CA | 4 | $100K | Notice-filed in 5+ states | subscribers | IAPD |
| 62 | 2026-09-21 | PERSONAL WEALTH STRATEGIES CRD 344140 · 801-137346 | New SEC adviser (120-day rule) | Hamilton, NJ | 1 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNo website listed | subscribers | IAPD |
| 58 | 2026-09-21 | PORTFOLIO ADVISORY PARTNERS CRD 336215 · 801-135332 | New SEC-registered adviser | North Brunswick, NJ | 1 | — | subscribers | IAPD | |
| 49 | 2026-09-21 | STRATLAB MANAGEMENT, LLC CRD 344619 · 802-137564 | New exempt reporting adviser | Wilmington, DE | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-21 | KDSA INVESTMENT PARTNERS, LLC CRD 344186 · 802-137568 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-21 | ALL ABOARD INVESTMENT MANAGEMENT COMPANY CRD 341635 · 802-137561 | New exempt reporting adviser | New York City, NY | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 46 | 2026-09-21 | MISSION DRIVEN CAPITAL PARTNERS CRD 344498 · 802-137562 | New exempt reporting adviser | — | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
| 46 | 2026-09-21 | ETERNA PARTNERS LLC CRD 343544 · 802-137558 | New exempt reporting adviser | Singapore | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
| 43 | 2026-09-21 | STRATLAB MANAGEMENT, LLC CRD 344619 · 802-137564 | New state-registered adviser | Wilmington, DE | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-21 | KDSA INVESTMENT PARTNERS, LLC CRD 344186 · 802-137568 | New state-registered adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 35 | 2026-09-21 | ENTREPRENEUR WEALTH CRD 342335 | New state-registered adviser | Woodbridge, NJ | 2 | — | subscribers | IAPD | |
| 35 | 2026-09-21 | LIBRIS CAPITAL MANAGEMENT LLC CRD 343719 | New state-registered adviser | New York, NY | 1 | $0 | No RAUM yetPerformance fees | subscribers | IAPD |
| 35 | 2026-09-21 | NORVIA WEALTH MANAGEMENT LLC CRD 343554 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-09-21 | ONE SOURCE ADVISORY GROUP LLC CRD 341059 | New state-registered adviser | — | 2 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-09-21 | BLANCK FINANCIAL CRD 341353 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-09-21 | YOUNG FINANCIAL PLANNING LLC CRD 344212 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 68 | 2026-09-18 | HOLM & BAUCOM WEALTH ADVISORS, LLC CRD 343838 · 801-137246 | New SEC adviser (120-day rule) | Victoria, TX | 5 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 49 | 2026-09-18 | DURATION VENTURES MANAGEMENT LP CRD 344403 · 802-137551 | New exempt reporting adviser | Palo Alto, CA | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-09-18 | ALTERNATIVE LIQUIDITY CAPITAL CRD 344456 · 802-137549 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-18 | TRIGRAM PARTNERS LLC CRD 344654 · 802-137550 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-18 | DURATION VENTURES MANAGEMENT LP CRD 344403 · 802-137551 | New state-registered adviser | Palo Alto, CA | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-18 | TRIGRAM PARTNERS LLC CRD 344654 · 802-137550 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-18 | ALTERNATIVE LIQUIDITY CAPITAL CRD 344456 · 802-137549 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-09-18 | ARGONAUT CAPITAL VENTURES LLC CRD 344298 | New state-registered adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-09-18 | NOVICA, LLC CRD 344360 · 802-137434 | New state-registered adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-09-18 | MRP ADVISORS, LLC CRD 340364 · 801-135327 | New state-registered adviser | — | 1 | $96M | subscribers | IAPD | |
| 35 | 2026-09-18 | EMERALD WEALTH CRD 342980 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-18 | PRACTICE FIRST INVESTMENT ADVISORS LLC CRD 343957 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-18 | ROATH CAPITAL ADVISORY CRD 338200 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-18 | DELTAX CAPITAL LLC CRD 343139 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-18 | FIDELEON WEALTH ADVISORS LLC CRD 343861 | New state-registered adviser | — | 1 | $0 | No RAUM yetHas custody | subscribers | IAPD |
| 35 | 2026-09-18 | ALJ CAPITAL, LLC CRD 343778 | New state-registered adviser | Cheltenham, PA | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-18 | TITANIUM WEALTH MANAGEMENT LLC CRD 344000 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-09-18 | COIS DARA INVESTING CRD 343078 | New state-registered adviser | — | 1 | $0 | No RAUM yetHas custodyPerformance fees | subscribers | IAPD |
| 32 | 2026-09-18 | TOWER WEALTH PLANNING CRD 344135 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listedHas custody | subscribers | IAPD |
| 32 | 2026-09-18 | MILLER WEALTH MANAGEMENT CRD 342942 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listedHas custody | subscribers | IAPD |
| 32 | 2026-09-18 | VICI ADVISORS LLC CRD 343426 | New state-registered adviser | — | 1 | — | No website listed | subscribers | IAPD |
Free weekly sample: five scored new adviser registrations every Monday
One week delayed, headline and summary only, no card. It exists so you can judge the scoring before paying.