New investment advisers in Missouri
Adviser registrations that became effective in the last 45 days for firms whose main office is in Missouri: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
6 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 49 | 2026-10-13 | ENCORE UGP LLC CRD 344999 · 802-137704 | New exempt reporting adviser | Clayton, MO | — | — | Advises private funds | subscribers | IAPD |
| 32 | 2026-10-08 | VERTUMNUS CAPITAL LLC CRD 342374 | New state-registered adviser | Clayton, MO | 1 | — | No website listedPerformance fees | subscribers | IAPD |
| 68 | 2026-10-07 | 4-C PERSONAL WEALTH MANAGEMENT CONSULTANTS, LLC CRD 150201 · 801-137433 | New SEC-registered adviser | Creve Coeur, MO | 3 | $109M | subscribers | IAPD | |
| 35 | 2026-10-07 | MARK V CAPITAL CRD 344409 | New state-registered adviser | St Louis, MO | 2 | — | Performance fees | subscribers | IAPD |
| 46 | 2026-09-29 | MEGAPRO CORPORATION CRD 331099 | New state-registered adviser | St. Louis, MO | 4 | $2 | Advises private fundsHas custodyPerformance fees | subscribers | IAPD |
| 56 | 2026-09-24 | DIVERSIFIED WEALTH ADVISORS, LLC CRD 311903 · 801-137374 | New SEC-registered adviser | Kansas City, MO | 5 | $138M | Disciplinary disclosure | subscribers | IAPD |
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