FormDSignal
68

4-C Personal Wealth Management Consultants, LLC registers with the SEC (Creve Coeur, MO)

New SEC-registered adviser · CRD 150201 · 801-137433 · effective 2026-10-07

Effective 2026-10-07. 3 employees (2 advisory), $109M regulatory AUM across 365 accounts. Notice-filed in MO, TX. Limited Liability Company (MO).

Contact (from the filing)

The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.

Who this is for

  • Compliance consulting
  • RIA software (CRM, portfolio, billing)
  • Archiving & surveillance
  • Cybersecurity / managed IT
  • E&O insurance