New investment advisers in Missouri
Adviser registrations that became effective in the last 45 days for firms whose main office is in Missouri: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
2 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 68 | 2026-10-07 | 4-C PERSONAL WEALTH MANAGEMENT CONSULTANTS, LLC CRD 150201 · 801-137433 | New SEC-registered adviser | Creve Coeur, MO | 3 | $109M | subscribers | IAPD | |
| 56 | 2026-09-24 | DIVERSIFIED WEALTH ADVISORS, LLC CRD 311903 · 801-137374 | New SEC-registered adviser | Kansas City, MO | 5 | $138M | Disciplinary disclosure | subscribers | IAPD |
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