FormDSignal

UBS FINANCIAL SERVICES INC.

Prime broker · ZURICH, Switzerland · NEW YORK, United States · DENVER, United States · BOSTON, United States

Funds served
7
Advisers served
3
Gross assets on those funds
$2.76B
Client launches, 12 months
23

Form D launches by this prime broker's clients

Fund vehicles filed on EDGAR in the last 12 months by advisers that name UBS FINANCIAL SERVICES INC. on an existing fund. For UBS FINANCIAL SERVICES INC.: your clients' new funds. For everyone else: launches where UBS FINANCIAL SERVICES INC. is the incumbent to beat.

23 launches in the last 12 months by advisers that already use UBS FINANCIAL SERVICES INC., each with vehicle, size, strategy and the people on the filing. Subscribe to unlock

Funds naming UBS FINANCIAL SERVICES INC. as prime broker

  • NMC STRUCTURED COMMODITY FUND, LLC
  • BLACKROCK MULTI STRATEGY CREDIT MASTER FUND LTD
  • VENTURE INVESTMENT ASSOCIATES VIII, L.P.
  • VIA VIII-VC, LP
  • VENTURE INVESTMENT ASSOCIATES VI, L.P.

All 7 funds with the adviser behind each, gross assets and investor counts. Subscribe to unlock

Source: each adviser's latest Form ADV, Schedule D Section 7.B.(1), as filed on IAPD. Provider names are as written by the adviser; the same firm can appear under several legal entities.