FormDSignal

UBS SECURITIES LLC

Prime broker · NEW YORK, United States · STAMFORD, United States · NEW YORK CITY, United States · SAN FRANCISCO, United States

Funds served
134
Advisers served
24
Gross assets on those funds
$805.73B
Client launches, 12 months
60

Form D launches by this prime broker's clients

Fund vehicles filed on EDGAR in the last 12 months by advisers that name UBS SECURITIES LLC on an existing fund. For UBS SECURITIES LLC: your clients' new funds. For everyone else: launches where UBS SECURITIES LLC is the incumbent to beat.

60 launches in the last 12 months by advisers that already use UBS SECURITIES LLC, each with vehicle, size, strategy and the people on the filing. Subscribe to unlock

Funds naming UBS SECURITIES LLC as prime broker

  • D. E. SHAW COMPOSITE PORTFOLIOS, L.L.C.
  • D. E. SHAW OCULUS PORTFOLIOS, L.L.C.
  • D. E. SHAW VALENCE PORTFOLIOS, L.L.C.
  • VIKING GLOBAL EQUITIES MASTER LTD.
  • HUDSON BAY MASTER FUND LTD.

All 134 funds with the adviser behind each, gross assets and investor counts. Subscribe to unlock

Source: each adviser's latest Form ADV, Schedule D Section 7.B.(1), as filed on IAPD. Provider names are as written by the adviser; the same firm can appear under several legal entities.