The week in SEC filings: Oct 28 – Nov 1, 2024
Form D, Form ADV and 8-K Item 5.02 filings dated 2024-10-28 to 2024-11-03 (ET), classified and scored the morning after each hit EDGAR or IAPD.
- New private funds
- 298
- First-time managers
- 114
- Company raises
- 221
- Real-estate offerings
- 70
- New advisers
- 0
- Open executive seats
- 0
Also this week: 241 fund raise updates, 36 company raise updates, 47 SPV / series vehicles, 0 Item 5.02 filings in total.
Fund launches by strategy
Highest-scoring fund launches
All fund launches →- 100INVIDIA CURIE FUND I LP files a $850M private equity / buyout fundPrivate equity / buyout · $850M · first-time manager · NY · filed 2024-10-30
- 100INVIDIA CURIE FUND I-A LP files a $850M private equity / buyout fundPrivate equity / buyout · $850M · first-time manager · NY · filed 2024-10-30
- 100Kimberlite Resilience Fund LP files a $750M hedge fund fundHedge fund · $750M · first-time manager · NY · filed 2024-10-31
- 100Dragonfly Ventures IV, L.P. files a $650M venture capital fundVenture capital · $650M · 3(c)(7) · Grand Cayman, Cayman Islands · filed 2024-11-01
- 100Ares Global Loan Funding I Ltd files a $500M private credit fundPrivate credit · $500M · 3(c)(7) · St. Helier, Guernsey · filed 2024-10-30
- 100Pine Valley Capital Partners Evergreen Fund, LP files a $500M private equity / buyout fundPrivate equity / buyout · $500M · first-time manager · TX · filed 2024-10-29
- 97Theory Ventures II, L.P. files a $450M venture capital fundVenture capital · $450M · 3(c)(7) · CA · filed 2024-10-31
- 97Picture Capital Opportunity Fund I, L.P. files a $200M venture capital fundVenture capital · $200M · 3(c)(7) · DE · filed 2024-10-30
- 97Trinity Frazier QP Investors LLC files a $100M private fundNew fund · $100M · first-time manager · 3(c)(7) · TX · filed 2024-10-28
- 97OCIM Partnership Fund LP files an open-ended hedge fund fundHedge fund · Indefinite · first-time manager · 3(c)(7) · FL · filed 2024-10-30
- 97ARK Digital Asset Revolutions U.S. Fund LLC files an open-ended digital assets fundDigital assets · Indefinite · first-time manager · 3(c)(7) · FL · filed 2024-10-30
- 97GCP Capital Solutions LP files an open-ended hedge fund fundHedge fund · Indefinite · first-time manager · 3(c)(7) · IL · filed 2024-10-30
Largest company raises
All company raises →- 55PACIFIC LIFE INSURANCE CO raises $772.2M under Reg DInsurance · sold $772.2M · of $772.2M · NEWPORT BEACH, CA · filed 2024-10-30
- 60Seaport Therapeutics, Inc. raises $225.9M under Reg DBiotechnology · sold $225.9M · of $226M · BOSTON, MA · filed 2024-10-31
- 60Asaas Ltd raises $109.9M under Reg DOther Technology · sold $109.9M · of $151.7M · Grand Cayman, Cayman Islands · filed 2024-10-30
- 60CARBON AUTONOMOUS ROBOTIC SYSTEMS INC. raises $70M under Reg DOther Technology · sold $70M · of $70M · SEATTLE, WA · filed 2024-10-31
- 60Outrider Technologies, Inc. raises $62.5M under Reg DOther Technology · sold $62.5M · of $65M · BRIGHTON, CO · filed 2024-10-28
- 60Diverge Health, Inc. raises $52.4M under Reg DOther Health Care · sold $52.4M · of $82.4M · GLENCOE, IL · filed 2024-10-31
- 60Read AI, Inc. raises $50M under Reg DOther Technology · sold $50M · of $50M · SEATTLE, WA · filed 2024-10-29
- 60Axonis Therapeutics, Inc. raises $46M under Reg DBiotechnology · sold $46M · of $115M · BOSTON, MA · filed 2024-11-01
Real-estate offerings
All →- 50All Encompassing Real-Estate Corp files a $250M real-estate offering$250M · OAK PARK, IL · filed 2024-10-28
- 45Advanced Fund 24-3 files a $250M real-estate offering$250M · IRVINE, CA · filed 2024-10-31
- 45House Hack, Inc. files a $200M real-estate offering$200M · VENTURA, CA · filed 2024-10-29
- 43Apollo United Self Storage Institutional LLC files a $50M real-estate offering$50M · AUSTIN, TX · filed 2024-10-28
Open executive seats (8-K Item 5.02)
All executive changes →- No open seats scored 60+ this week.
Newly registered advisers
All new advisers →- No registrations scored 60+ this week.
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