New investment advisers
SEC, exempt-reporting and state adviser registrations from the IAPD daily feeds, within a day or two of approval. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software. Subscribers see the filing phone, website and address.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
146 registrations effective in the last 45 days matching your filters · page 1 of 3
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 54 | 2026-09-09 | BANYAN BIO CRD 342873 · 802-137481 | New exempt reporting adviser | Boston, MA | — | — | Advises private fundsBroker-dealer affiliate | subscribers | IAPD |
| 49 | 2026-09-09 | PICTON INVESTMENTS CRD 341023 · 802-137478 | New exempt reporting adviser | Toronto, Ontario | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-09 | 76 SOUTH CAPITAL LLC CRD 342878 · 802-137476 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 46 | 2026-09-09 | GROUNDWORK MANAGEMENT PARTNERS, LLC CRD 325606 · 802-137479 | New exempt reporting adviser | San Francisco, CA | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
| 46 | 2026-09-09 | CATALIGHT CAPITAL US, LLC CRD 344046 · 802-137482 | New exempt reporting adviser | Sunnyvale, CA | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
| 49 | 2026-09-10 | VALIANT ASSET MANAGEMENT LTD CRD 342228 · 802-137486 | New exempt reporting adviser | London | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-10 | RED EMBER CAPITAL CRD 343093 · 802-137483 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-10 | BROADWATER CAPITAL CRD 337717 · 802-137484 | New exempt reporting adviser | Fargo, ND | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-10 | CHENEL ASSET MANAGEMENT LLC CRD 344065 · 802-137485 | New exempt reporting adviser | — | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-09-10 | OUTLIER CAPITAL ADVISORS, LLC CRD 342902 · 802-137490 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-10 | KELAI MANAGEMENT LLC CRD 343830 · 802-137489 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-10 | HANSA CAPITAL PARTNERS LLP CRD 343267 · 802-137487 | New exempt reporting adviser | London | — | — | Advises private funds | subscribers | IAPD |
| 46 | 2026-09-10 | CAMPSITE HOLDINGS LLC CRD 344395 · 802-137491 | New exempt reporting adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 51 | 2026-09-11 | TOPAZ ADVISORS INC CRD 344556 · 802-137495 | New exempt reporting adviser | Denver, CO | — | — | Advises private fundsBroker-dealer affiliateNo website listed | subscribers | IAPD |
| 49 | 2026-09-11 | SEMINAL BEAUTY AND WELLNESS INVESTMENTS, LLC CRD 343766 · 802-137499 | New exempt reporting adviser | Radnor, PA | — | — | Advises private funds | subscribers | IAPD |
| 46 | 2026-09-11 | IZVOR CAPITAL GP, LLC CRD 344235 · 802-137497 | New exempt reporting adviser | Fairfax Station, VA | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 51 | 2026-09-14 | ABG & CO INVESTMENT MANAGEMENT LLC CRD 341763 · 802-137511 | New exempt reporting adviser | New York, NY | — | — | Advises private fundsBroker-dealer affiliateNo website listed+1 | subscribers | IAPD |
| 49 | 2026-09-14 | CRITICAL SERVICES GROUP MANAGEMENT, LP CRD 343878 · 802-137520 | New exempt reporting adviser | Boston, MA | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-14 | ENGLISH RIVER LLC CRD 342605 · 802-137512 | New exempt reporting adviser | New York, NY | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-09-14 | LOWERCASE CAPITAL MANAGEMENT, LLC CRD 341793 · 802-137522 | New exempt reporting adviser | Los Angeles, CA | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 46 | 2026-09-14 | INOCA MANAGEMENT, LLC CRD 344519 · 802-137515 | New exempt reporting adviser | Park City, UT | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 46 | 2026-09-14 | AUROCHS CAPITAL FUND CRD 340972 · 802-137508 | New exempt reporting adviser | Sparta, NJ | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 46 | 2026-09-14 | BACK NINE PARTNERS, LP CRD 339216 · 802-137521 | New exempt reporting adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 46 | 2026-09-14 | EMBERSTONE CAPITAL INC. CRD 344508 · 802-137509 | New exempt reporting adviser | Albany, NY | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 46 | 2026-09-14 | GRATIA CAPITAL, LLC CRD 163876 · 802-137518 | New exempt reporting adviser | Los Angeles, CA | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 46 | 2026-09-14 | CAVENDISH CAPITAL PARTNERS LLC CRD 344562 · 802-137507 | New exempt reporting adviser | Wilmington, DE | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 49 | 2026-09-15 | ANTHOS FUND & ASSET MANAGEMENT B.V. CRD 344103 · 802-137524 | New exempt reporting adviser | Amsterdam, Noord-Holland | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-15 | MARE LIBERUM CAPITAL PARTNERS, LLC CRD 343026 · 802-137533 | New exempt reporting adviser | Coral Gables, FL | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-09-15 | NETLEY CAPITAL (UK) LIMITED CRD 344574 · 802-137527 | New exempt reporting adviser | London | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-15 | ANDERA PARTNERS CRD 340676 · 802-137523 | New exempt reporting adviser | Paris | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-15 | FIFIELD COMPANIES CRD 341857 · 802-137526 | New exempt reporting adviser | Chicago, IL | — | — | Advises private funds | subscribers | IAPD |
| 46 | 2026-09-15 | ACT TWO CAPITAL MANAGEMENT LLC CRD 344251 · 802-137532 | New exempt reporting adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 46 | 2026-09-15 | MILLSTONE GLOBAL ADVISORS LP CRD 343727 · 802-137529 | New exempt reporting adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 49 | 2026-09-16 | STALWART VENTURES MANAGEMENT, LLC CRD 343799 · 802-137536 | New exempt reporting adviser | — | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-09-16 | GREEN SANDS GP, LLC CRD 344276 · 802-137535 | New exempt reporting adviser | Dover, DE | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-17 | INCLUSIVE CAPITAL PARTNERS, L.P. CRD 309419 · 802-137544 | New exempt reporting adviser | San Francisco, CA | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-17 | BSF III GP, LLC CRD 342011 · 802-137542 | New exempt reporting adviser | Berkeley, CA | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 46 | 2026-09-17 | MONACO BAY GROUP S.A.M. CRD 344516 · 802-137539 | New exempt reporting adviser | Monaco | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 49 | 2026-09-18 | DURATION VENTURES MANAGEMENT LP CRD 344403 · 802-137551 | New exempt reporting adviser | Palo Alto, CA | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-09-18 | ALTERNATIVE LIQUIDITY CAPITAL CRD 344456 · 802-137549 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-18 | TRIGRAM PARTNERS LLC CRD 344654 · 802-137550 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-21 | KDSA INVESTMENT PARTNERS, LLC CRD 344186 · 802-137568 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-21 | STRATLAB MANAGEMENT, LLC CRD 344619 · 802-137564 | New exempt reporting adviser | Wilmington, DE | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-21 | ALL ABOARD INVESTMENT MANAGEMENT COMPANY CRD 341635 · 802-137561 | New exempt reporting adviser | New York City, NY | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 46 | 2026-09-21 | MISSION DRIVEN CAPITAL PARTNERS CRD 344498 · 802-137562 | New exempt reporting adviser | — | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
| 46 | 2026-09-21 | ETERNA PARTNERS LLC CRD 343544 · 802-137558 | New exempt reporting adviser | Singapore | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
| 49 | 2026-09-22 | GENINNOV PTE LTD CRD 344029 · 802-137572 | New exempt reporting adviser | Singapore, Singapore | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-22 | TRIBUTO CAPITAL LLC CRD 344731 · 802-137578 | New exempt reporting adviser | Wilmington, DE | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-22 | HANSEATIC ASSET MANAGEMENT LBG CRD 343609 · 802-137569 | New exempt reporting adviser | St Peter Port, Guernsey | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-23 | SECOVIA CAPITAL LLC CRD 344338 · 802-137581 | New exempt reporting adviser | Dallas, TX | — | — | Advises private funds | subscribers | IAPD |
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One week delayed, headline and summary only, no card. It exists so you can judge the scoring before paying.