FormDSignal
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NEW YORK LIFE INSURANCE & ANNUITY CORP raises $3.03B under Reg D

Company raise · Open-ended · NEW YORK, NY · Form D filed 2026-03-11
Placement agent engaged

Why now — by persona

Relevant to: Executive & technical recruiting, B2B software & services sales, Commercial banking / treasury, D&O and management-liability insurance, Outsourced accounting / CFO. Lead card pending.

People on the filing

Robert M. GardnerExecutive Officer, Director
Janis C. RubinExecutive Officer
Craig A. SabalDirector
Erik A. AndersonExecutive Officer, Director
Eric A. FeldsteinExecutive Officer, Director
Colleen A. MeadeExecutive Officer
Thomas A. HendryExecutive Officer, Director
Jodi L. KravitzExecutive Officer, Director
Craig L. DeSantoExecutive Officer, Director
Amy A. MillerDirector
Michael A. GambleExecutive Officer
Michael A. McDonnellExecutive Officer, Director

Signed by Janis Rubin, Vice President.

Placement agents / sales compensation: Northwestern Mutual Investment Services LLC; Kestra Investment Services LLC.; VALMARK SECURITIES, INC.; CARRIE HALL; Triad Insurance, Inc.; Lion Street Financial LLC; USI Securities, Inc.; Ascensus Broker Dealer Services, LLC; Executive Insurance Agency; The Leaders Group; Capacuity Securities Inc.; OSAIC Wealth, Inc.; Newport Group Securities Inc.; M Holdings Securities, Inc; Morgan Stanley Insurance Services, Inc.

Filing contact

The issuer's phone number and address from the filing are shown to subscribers. See plans, or read it on EDGAR.

Other filings by this issuer