NEW YORK LIFE INSURANCE & ANNUITY CORP updates its Form D — $505.3M sold
Why now — by persona
Relevant to: Fund audit & tax, Fund administrator. Lead card pending.
People on the filing
| Robert M. Gardner | Executive Officer, Director |
| Michael A. Gamble | Executive Officer |
| Anthony R. Malloy | Director |
| Amy A. Miller | Director |
| Erik A. Anderson | Executive Officer |
| Craig L. DeSanto | Executive Officer, Director |
| Jodi Kravitz | Executive Officer, Director |
| Michael A. McDonnell | Executive Officer |
| Eric A. Feldstein | Executive Officer, Director |
| Janis C. Rubin | Executive Officer |
| Frank M. Harte | Director |
| Colleen A. Meade | Executive Officer |
| Thomas A. Hendry | Executive Officer, Director |
Signed by Janis Rubin, Vice President.
Placement agents / sales compensation: Valmark Securities, Inc.; Kestra Investment Services LLC; Walnut Street Securities, Inc.; Lion Street Financial; LPL Financial LLC; World Equity Group, Inc.; Oglivie Security Advisors Corporation; First Liberties Financial; NYLIFE Securities LLC; Wealth Preservation Associates LLC; M Holdings Securities Inc.; Park Avenue Securities LLC; Ross Securities Corporation; Deutsche Bank Securities Inc.; MML Investors Services, Inc.; Lincoln Financial Advisors Corp.; Manor House Capital, LLC; MAG Financial Inc.; First Montauk Securities Corp.; Stern Capital LLC; NFP Securities, Inc.; New Investors World, Inc.; American Portfolios Financial Services; Royal Alliance Associates; NYLINK Insurance Agency Incorporated; Northwestern Mutual Investment Services, LLC; Investors Capital Corporation
Filing contact
The issuer's phone number and address from the filing are shown to subscribers. See plans, or read it on EDGAR.