NEW YORK LIFE INSURANCE & ANNUITY CORP updates its Form D — $545.6M sold
Why now — by persona
Relevant to: Fund audit & tax, Fund administrator. Lead card pending.
People on the filing
| Eric A. Feldstein | Executive Officer, Director |
| Janis C. Rubin | Executive Officer |
| Frank M. Harte | Director |
| Craig L. DeSanto | Executive Officer, Director |
| Amy A. Miller | Director |
| Thomas A. Hendry | Executive Officer, Director |
| Robert M. Gardner | Executive Officer, Director |
| Colleen A. Meade | Executive Officer |
| Michael A. McDonnell | Executive Officer, Director |
| Anthony R. Malloy | Director |
| Michael A. Gamble | Executive Officer |
| Jodi Kravitz | Director |
Signed by Janis Rubin, Vice President.
Placement agents / sales compensation: Kestra Investment Services LLC; FAS Corp.; World Equity Group, Inc.; LPL Financial LLC; Lion Street Financial; First Liberties Financial; Tower Square Securities Inc.; Executive Services Securities; TBG Financial& Insurance Services; Clark Consulting; Raymond Schoenke; Kenneth D. Miller; Oglivie Security Advisors Corporation; ValMark Securities, Inc.; Newport Group Securities, Inc.; NYLIFE Securities LLC; NYLIFE Securities LLC; Wealth Preservation Associates LLC; M Holdings Securities Inc.; Park Avenue Securities LLC; Ross Securities Corporation; Deutsche Bank Securities Inc.; MML Investors Services, Inc.; Lincoln Financial Advisors Corp.; Cetera Advisor Networks, LLC; Triad Insurance, Inc.; Douglas Forstrom
Filing contact
The issuer's phone number and address from the filing are shown to subscribers. See plans, or read it on EDGAR.