New investment advisers
SEC, exempt-reporting and state adviser registrations from the IAPD daily feeds, within a day or two of approval. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software. Subscribers see the filing phone, website and address.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
141 registrations effective in the last 45 days matching your filters · page 3 of 3
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 46 | 2026-10-13 | BIG RED HOUSE MANAGEMENT CRD 344416 · 802-137706 | New exempt reporting adviser | Mount Pleasant, SC | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
| 49 | 2026-10-14 | FALCON INVESTMENT MANAGEMENT CRD 332604 · 802-137711 | New exempt reporting adviser | London | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-14 | INOVIA CAPITAL CRD 340267 · 802-137718 | New exempt reporting adviser | Montreal, Quebec | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-14 | QCORE FUND MANAGEMENT AG CRD 339570 · 802-137715 | New exempt reporting adviser | Zurich | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-14 | CEDERBERG CAPITAL LIMITED CRD 297836 · 802-137716 | New exempt reporting adviser | London | — | — | Advises private funds | subscribers | IAPD |
| 46 | 2026-10-14 | SWEETSPOT MANAGEMENT AND SERVICE LLC CRD 344181 · 802-137712 | New exempt reporting adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 49 | 2026-10-15 | BITROOT VENTURES, LLC CRD 344471 · 802-137728 | New exempt reporting adviser | — | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-10-15 | BREGAL MILESTONE LLP CRD 342253 · 802-137729 | New exempt reporting adviser | London | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-15 | CLAY POINT INVESTORS CRD 339911 · 802-137719 | New exempt reporting adviser | Hobe Sound, FL | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-15 | OCEANS EQUITY CRD 344988 · 802-137726 | New exempt reporting adviser | Miami, FL | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-15 | BU BREGAL UNTERNEHMERKAPITAL B.V. CRD 341532 · 802-137727 | New exempt reporting adviser | Amsterdam | — | — | Advises private funds | subscribers | IAPD |
| 46 | 2026-10-15 | KESHERCIRCLEFUND LLC CRD 344726 · 802-137721 | New exempt reporting adviser | — | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
| 46 | 2026-10-15 | GUDO PARTNERS LLC CRD 317932 · 802-137725 | New exempt reporting adviser | New York, NY | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 49 | 2026-10-16 | COATES, ROBERT CAINON CRD 340237 · 802-137740 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-16 | ASTER CAPITAL MANAGEMENT (DIFC) LTD CRD 344927 · 802-137730 | New exempt reporting adviser | Dubai | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-16 | DUNE VENTURES MANAGEMENT, LP CRD 337853 · 802-137732 | New exempt reporting adviser | — | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-10-16 | PEARL STREET CAPITAL PARTNERS CRD 340491 · 802-137733 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-16 | TROOP CAPITAL MANAGEMENT CRD 315588 · 802-137734 | New exempt reporting adviser | Dallas, TX | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-16 | THOMPSON MERIDIAN ADVISORS CRD 343162 · 802-137741 | New exempt reporting adviser | Austin, TX | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-19 | WYDDIAL CAPITAL MANAGEMENT LLP CRD 345064 · 802-137745 | New exempt reporting adviser | London, England | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-19 | DREW INVESTMENT MANAGEMENT, INC. CRD 344478 · 802-137748 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-19 | NONPUBLIC CRD 344722 · 802-137750 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 46 | 2026-10-19 | WESTBROOK WYDDIAL REALTY MANAGEMENT GP LIMITED CRD 345072 · 802-137746 | New exempt reporting adviser | St. Helier | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 46 | 2026-10-19 | TRENCHES CAPITAL MANAGEMENT LLC CRD 341839 · 802-137742 | New exempt reporting adviser | Phoenix, AZ | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
| 49 | 2026-10-20 | FINTOP LLC CRD 344995 · 802-137759 | New exempt reporting adviser | Nashville, TN | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-10-20 | TUMONT CAPITAL MANAGEMENT LP CRD 344737 · 802-137754 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-20 | LAKESHORE CAPITAL ASIA LTD. CRD 344631 · 802-137760 | New exempt reporting adviser | Singapore | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-20 | MERIDA CAPITAL HOLDINGS LLC CRD 287784 · 802-137756 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 46 | 2026-10-20 | AXON FINANCE LTD CRD 345089 · 802-137751 | New exempt reporting adviser | Denver, CO | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 49 | 2026-10-21 | VERIX EQUITY PARTNERS CRD 341406 · 802-137768 | New exempt reporting adviser | Boca Raton, FL | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-21 | COBAN CAPITAL CRD 345138 · 802-137763 | New exempt reporting adviser | Jersey City, NJ | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-21 | WESTMINSTER & PARTNERS CRD 344912 · 802-137762 | New exempt reporting adviser | London, Greater London | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-21 | BLACK BOX VENTURES CRD 340185 · 802-137766 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-21 | LIVELLO CAPITAL MANAGEMENT LP CRD 305403 · 802-137769 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-21 | BRACE EQUITY PARTNERS MANAGEMENT CRD 343964 · 802-137764 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-22 | PORTELL CAPITAL FUND IM, LLC CRD 344839 · 802-137776 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-22 | BONDL LLC CRD 345170 · 802-137772 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-22 | BEGIN CAPITAL MANAGEMENT CRD 344831 · 802-137775 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-23 | MAR ACROSS MANAGEMENT LLC CRD 340175 · 802-137778 | New exempt reporting adviser | Miami, FL | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-10-23 | ZERO INDEX CRD 343429 · 802-137779 | New exempt reporting adviser | — | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 46 | 2026-10-23 | STONEMARCC CAPITAL MANAGEMENT LLC CRD 345237 · 802-137781 | New exempt reporting adviser | Saint Petersburg, FL | — | — | Advises private fundsNo website listed | subscribers | IAPD |
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