New investment advisers
SEC, exempt-reporting and state adviser registrations from the IAPD daily feeds, within a day or two of approval. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software. Subscribers see the filing phone, website and address.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
146 registrations effective in the last 45 days matching your filters · page 2 of 3
| Score | Effective ↑ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 49 | 2026-09-23 | SECOVIA CAPITAL LLC CRD 344338 · 802-137581 | New exempt reporting adviser | Dallas, TX | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-23 | FLOWSTREAM ASSET MANAGEMENT, LLC CRD 344379 · 802-137584 | New exempt reporting adviser | Short Hills, NJ | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-24 | CAPITAL SQUARE PARTNERS MANAGEMENT PTE. LTD. CRD 324706 · 802-137592 | New exempt reporting adviser | Singapore | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-24 | BLING CAPITAL CRD 341490 · 802-137588 | New exempt reporting adviser | — | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 51 | 2026-09-25 | DAISHIN AMERICA LLC CRD 344790 · 802-137599 | New exempt reporting adviser | New York, NY | — | — | Advises private fundsBroker-dealer affiliateNo website listed | subscribers | IAPD |
| 49 | 2026-09-25 | LIVE OAK RESOURCE PARTNERS CRD 334456 · 802-137596 | New exempt reporting adviser | Houston, TX | — | — | Advises private funds | subscribers | IAPD |
| 46 | 2026-09-25 | CORNER SPEED CAPITAL PARTNERS CRD 344293 · 802-137595 | New exempt reporting adviser | Fort Worth, TX | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 49 | 2026-09-28 | INNOSPHERE ADVISORS, INC. CRD 288306 · 802-137610 | New exempt reporting adviser | Fort Collins, CO | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-28 | INDUSTRIAL CAPITAL MANAGEMENT, LLC CRD 343864 · 802-137611 | New exempt reporting adviser | — | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-09-28 | ACTIONS CAPITAL MANAGERS LLC CRD 341513 · 802-137606 | New exempt reporting adviser | New York, NY | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 46 | 2026-09-28 | ABBAEI MANAGER LLC CRD 344811 · 802-137601 | New exempt reporting adviser | Naples, FL | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
| 46 | 2026-09-28 | JTBV CRD 344260 · 802-137604 | New exempt reporting adviser | La Porte, IN | — | — | Advises private fundsNo website listedVenture capital adviser | subscribers | IAPD |
| 46 | 2026-09-28 | UCPUS, INC. CRD 343190 · 802-137607 | New exempt reporting adviser | Miami, FL | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 49 | 2026-09-29 | SERENDIPITY CAPITAL CRD 344518 · 802-137613 | New exempt reporting adviser | Cambridge, MA | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-09-29 | SERENDIPITY CAPITAL CRD 344480 · 802-137612 | New exempt reporting adviser | Singapore | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-29 | LAPRAES GLOBAL MANAGEMENT LLC CRD 344570 · 802-137617 | New exempt reporting adviser | — | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 46 | 2026-09-29 | VISCONTI INDUSTRIES INCORPORATED® CRD 344778 · 802-137618 | New exempt reporting adviser | Coconut Grove, FL | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 46 | 2026-09-29 | CHANNEL FOOTBALL GROUP, LLC CRD 343683 · 802-137620 | New exempt reporting adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 46 | 2026-09-29 | SHAKER SQUARE ADVISORS, LLC CRD 344743 · 802-137621 | New exempt reporting adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 46 | 2026-09-29 | ATRIUM CONSULTING LLC CRD 342930 · 802-137619 | New exempt reporting adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 49 | 2026-09-30 | BSCM CRD 342312 · 802-137633 | New exempt reporting adviser | Woodmere, NY | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-30 | ONE ORCHARD LLC CRD 344610 · 802-137625 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-30 | GIMPEL PRIVATE MARKETS S.A. CRD 344072 · 802-137622 | New exempt reporting adviser | Luxembourg, Luxembourg | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-30 | WXYZ II, LLC CRD 342237 · 802-137627 | New exempt reporting adviser | Austin, TX | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-09-30 | NEIL JESANI ASSET MANAGEMENT, LLC CRD 344572 · 802-137623 | New exempt reporting adviser | Sunrise, FL | — | — | Advises private funds | subscribers | IAPD |
| 51 | 2026-10-01 | MEM MANAGER, LLC CRD 344130 · 802-137642 | New exempt reporting adviser | Charlotte, NC | — | — | Advises private fundsBroker-dealer affiliateNo website listed | subscribers | IAPD |
| 51 | 2026-10-01 | LPS SPV MANAGER, LLC CRD 344577 · 802-137644 | New exempt reporting adviser | New York, NY | — | — | Advises private fundsBroker-dealer affiliateNo website listed | subscribers | IAPD |
| 49 | 2026-10-01 | MOUNTAIN V MANAGEMENT, LLC CRD 344809 · 802-137638 | New exempt reporting adviser | Buckhannon, WV | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-01 | NEXEPTION CAPITAL CRD 344826 · 802-137648 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-01 | DECADES HOLDINGS LP CRD 344417 · 802-137640 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-02 | PERIGON CRD 344829 · 802-137650 | New exempt reporting adviser | Miami, FL | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-02 | HOLMES FINANCIAL MANAGEMENT CO., LLC CRD 344635 · 802-137656 | New exempt reporting adviser | Houston, TX | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-03 | OUTLIERS INVESTMENT ADVISORY LIMITED CRD 344168 · 802-137657 | New exempt reporting adviser | Taipei, Taiwan | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-10-05 | FLUX CAPITAL FUND MANAGEMENT LLC CRD 344896 · 802-137659 | New exempt reporting adviser | Los Angeles, CA | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-10-06 | CROWN LAKE CAPITAL, LLC CRD 344748 · 802-137666 | New exempt reporting adviser | Northbrook, IL | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-06 | DEEP OCEAN CAPITAL MANAGEMENT LP CRD 344685 · 802-137664 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-06 | PRUDENT INVESTMENT MANAGERS LLP CRD 342747 · 802-137667 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-07 | RECURSIVE CRD 344918 · 802-137675 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-07 | STRIVEPOINT CAPITAL, LLC CRD 344865 · 802-137674 | New exempt reporting adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 54 | 2026-10-08 | GLIDEPATH ADVISORS, LLC CRD 344647 · 802-137678 | New exempt reporting adviser | Opa-Locka, FL | — | — | Advises private fundsBroker-dealer affiliate | subscribers | IAPD |
| 49 | 2026-10-08 | TOP DOWN FOUNDERS FUND MANAGEMENSDT LTD. CRD 340409 · 802-137680 | New exempt reporting adviser | Vancouver, Bc | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-08 | WCP MANAGEMENT I, LLC CRD 344901 · 802-137676 | New exempt reporting adviser | Chicago, IL | — | — | Advises private funds | subscribers | IAPD |
| 54 | 2026-10-09 | LGT CAPITAL PARTNERS (UK) CRD 342450 · 802-137681 | New exempt reporting adviser | London, Greater London | — | — | Advises private fundsBroker-dealer affiliate | subscribers | IAPD |
| 49 | 2026-10-09 | INTERVIA PARTNERS, LLC CRD 344960 · 802-137685 | New exempt reporting adviser | San Jose, CA | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-10-09 | DG WESTWIND CAPITAL LLP CRD 344648 · 802-137686 | New exempt reporting adviser | London, England | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-09 | EVERCREST CAPITAL PARTNERS LLC CRD 344501 · 802-137684 | New exempt reporting adviser | — | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 49 | 2026-10-09 | AZURIA CAPITAL CRD 344330 · 802-137682 | New exempt reporting adviser | Denver, CO | — | — | Advises private funds | subscribers | IAPD |
| 46 | 2026-10-09 | TWE NEURALINK SPV MGR, LLC CRD 344872 · 802-137695 | New exempt reporting adviser | Houston, TX | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 46 | 2026-10-09 | CLEARLEAF CRD 288707 · 802-137689 | New exempt reporting adviser | Louisville, KY | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 46 | 2026-10-11 | ONE AXBRIDGE GLOBAL LLC CRD 344869 · 802-137696 | New exempt reporting adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
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