New investment advisers in New York
Adviser registrations that became effective in the last 45 days for firms whose main office is in New York: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
8 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 43 | 2026-10-22 | CONTRARIAN ALPHA MANAGEMENT, LLC CRD 345133 | New state-registered adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 38 | 2026-10-21 | VISIONS ANALYSIS LLC CRD 286678 | New state-registered adviser | Endicott, NY | 4 | — | subscribers | IAPD | |
| 45 | 2026-10-19 | MOGUL ADVISORS LLC CRD 345076 | New state-registered adviser | New York, NY | — | — | Advises private fundsBroker-dealer affiliateNo website listed | subscribers | IAPD |
| 32 | 2026-10-09 | MAXIMFORTE PRIVATE WEALTH LLC CRD 342663 | New state-registered adviser | New York, NY | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 43 | 2026-09-28 | ACTIONS CAPITAL MANAGERS LLC CRD 341513 · 802-137606 | New state-registered adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-24 | CAPFLOW GROUP INC. CRD 337653 | New state-registered adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-21 | KDSA INVESTMENT PARTNERS, LLC CRD 344186 · 802-137568 | New state-registered adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 35 | 2026-09-21 | LIBRIS CAPITAL MANAGEMENT LLC CRD 343719 | New state-registered adviser | New York, NY | 1 | $0 | No RAUM yetPerformance fees | subscribers | IAPD |
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