New investment advisers in New York
Adviser registrations that became effective in the last 45 days for firms whose main office is in New York: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
17 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 49 | 2026-10-22 | BEGIN CAPITAL MANAGEMENT CRD 344831 · 802-137775 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-21 | LIVELLO CAPITAL MANAGEMENT LP CRD 305403 · 802-137769 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 46 | 2026-10-15 | GUDO PARTNERS LLC CRD 317932 · 802-137725 | New exempt reporting adviser | New York, NY | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 49 | 2026-10-13 | 404 ENDEAVORS WIZARD INVEST MANAGER, INC. CRD 344848 · 802-137705 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-06 | DEEP OCEAN CAPITAL MANAGEMENT LP CRD 344685 · 802-137664 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 51 | 2026-10-01 | LPS SPV MANAGER, LLC CRD 344577 · 802-137644 | New exempt reporting adviser | New York, NY | — | — | Advises private fundsBroker-dealer affiliateNo website listed | subscribers | IAPD |
| 49 | 2026-09-30 | BSCM CRD 342312 · 802-137633 | New exempt reporting adviser | Woodmere, NY | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-30 | ONE ORCHARD LLC CRD 344610 · 802-137625 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-28 | ACTIONS CAPITAL MANAGERS LLC CRD 341513 · 802-137606 | New exempt reporting adviser | New York, NY | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 51 | 2026-09-25 | DAISHIN AMERICA LLC CRD 344790 · 802-137599 | New exempt reporting adviser | New York, NY | — | — | Advises private fundsBroker-dealer affiliateNo website listed | subscribers | IAPD |
| 49 | 2026-09-21 | KDSA INVESTMENT PARTNERS, LLC CRD 344186 · 802-137568 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-21 | ALL ABOARD INVESTMENT MANAGEMENT COMPANY CRD 341635 · 802-137561 | New exempt reporting adviser | New York City, NY | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 51 | 2026-09-14 | ABG & CO INVESTMENT MANAGEMENT LLC CRD 341763 · 802-137511 | New exempt reporting adviser | New York, NY | — | — | Advises private fundsBroker-dealer affiliateNo website listed+1 | subscribers | IAPD |
| 49 | 2026-09-14 | ENGLISH RIVER LLC CRD 342605 · 802-137512 | New exempt reporting adviser | New York, NY | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 46 | 2026-09-14 | EMBERSTONE CAPITAL INC. CRD 344508 · 802-137509 | New exempt reporting adviser | Albany, NY | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 49 | 2026-09-10 | RED EMBER CAPITAL CRD 343093 · 802-137483 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-10 | KELAI MANAGEMENT LLC CRD 343830 · 802-137489 | New exempt reporting adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
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