New investment advisers in New York
Adviser registrations that became effective in the last 45 days for firms whose main office is in New York: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
13 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 71 | 2026-10-22 | SELECT WEALTH PARTNERS CRD 344024 · 801-137574 | New SEC adviser (120-day rule) | Middletown, NY | 19 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet10+ employees | subscribers | IAPD |
| 76 | 2026-10-19 | PEAK6 ADVISORY SERVICES CRD 343264 · 801-137283 | New SEC adviser (120-day rule) | New York, NY | 14 | — | 120-day rule (must reach $100M RAUM)Broker-dealer affiliate10+ employees+2 | subscribers | IAPD |
| 65 | 2026-10-16 | STEWART ADVISORY SERVICES, INC. CRD 344426 · 801-137545 | New SEC adviser (120-day rule) | Elmira, NY | 1 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetHas custody | subscribers | IAPD |
| 65 | 2026-10-16 | TENGROVE LLC CRD 344503 · 801-137546 | New SEC adviser (120-day rule) | New York, NY | 2 | — | 120-day rule (must reach $100M RAUM) | subscribers | IAPD |
| 71 | 2026-10-08 | DRAGONARCH PARTNERS CRD 343654 · 801-137446 | New SEC adviser (120-day rule) | New York, NY | 13 | — | 120-day rule (must reach $100M RAUM)10+ employeesPerformance fees | subscribers | IAPD |
| 65 | 2026-10-06 | ARRIVED CRD 343847 · 801-137448 | New SEC adviser (120-day rule) | New York, NY | 3 | — | 120-day rule (must reach $100M RAUM) | subscribers | IAPD |
| 68 | 2026-09-29 | LORUM ADVISORY LLC CRD 344055 · 801-137408 | New SEC adviser (120-day rule) | New York, NY | 4 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 65 | 2026-09-28 | AEGIS GUILD CAPITAL, LLC CRD 339354 · 801-137129 | New SEC adviser (120-day rule) | New York, NY | 5 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNo website listed | subscribers | IAPD |
| 65 | 2026-09-25 | CAMBIAL PARTNERS LP CRD 343375 · 801-137388 | New SEC adviser (120-day rule) | New York, Ny, NY | 3 | — | 120-day rule (must reach $100M RAUM)Performance fees | subscribers | IAPD |
| 68 | 2026-09-22 | FORVM GLOBAL INVESTMENTS LLC CRD 340612 · 801-137477 | New SEC adviser (120-day rule) | New York, NY | 4 | — | 120-day rule (must reach $100M RAUM)Performance fees | subscribers | IAPD |
| 62 | 2026-09-14 | NOVERA WEALTH, INC. CRD 343978 · 801-137307 | New SEC adviser (120-day rule) | New York, NY | 1 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNo website listed | subscribers | IAPD |
| 73 | 2026-09-11 | BYREFORGE MANAGEMENT, LP CRD 340666 · 801-137170 | New SEC adviser (120-day rule) | New York, NY | 4 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetBroker-dealer affiliate+1 | subscribers | IAPD |
| 58 | 2026-09-11 | FMAC MANAGEMENT LLC CRD 337946 · 801-137271 | New SEC adviser (120-day rule) | New York, NY | 9 | — | 120-day rule (must reach $100M RAUM)Broker-dealer affiliateDisciplinary disclosure+1 | subscribers | IAPD |
Free weekly sample: five scored new adviser registrations every Monday
One week delayed, headline and summary only, no card. It exists so you can judge the scoring before paying.