SMBC CAPITAL MARKETS, INC.
Prime broker · NEW YORK, United States
- Funds served
- 4
- Advisers served
- 1
- Gross assets on those funds
- $197.78B
- Client launches, 12 months
- 1
Form D launches by this prime broker's clients
Fund vehicles filed on EDGAR in the last 12 months by advisers that name SMBC CAPITAL MARKETS, INC. on an existing fund. For SMBC CAPITAL MARKETS, INC.: your clients' new funds. For everyone else: launches where SMBC CAPITAL MARKETS, INC. is the incumbent to beat.
1 launch in the last 12 months by advisers that already use SMBC CAPITAL MARKETS, INC., each with vehicle, size, strategy and the people on the filing. Subscribe to unlock
Funds naming SMBC CAPITAL MARKETS, INC. as prime broker
- D. E. SHAW COMPOSITE PORTFOLIOS, L.L.C.
- D. E. SHAW OCULUS PORTFOLIOS, L.L.C.
- D. E. SHAW VALENCE PORTFOLIOS, L.L.C.
- D. E. SHAW MULTI-ASSET PORTFOLIOS, L.L.C.
All 4 funds with the adviser behind each, gross assets and investor counts. Subscribe to unlock
Source: each adviser's latest Form ADV, Schedule D Section 7.B.(1), as filed on IAPD. Provider names are as written by the adviser; the same firm can appear under several legal entities.