FormDSignal

NORTHERN TRUST SECURITIES, INC.

Prime broker · CHICAGO, United States

Funds served
4
Advisers served
3
Gross assets on those funds
$426.6M
Client launches, 12 months
22

Form D launches by this prime broker's clients

Fund vehicles filed on EDGAR in the last 12 months by advisers that name NORTHERN TRUST SECURITIES, INC. on an existing fund. For NORTHERN TRUST SECURITIES, INC.: your clients' new funds. For everyone else: launches where NORTHERN TRUST SECURITIES, INC. is the incumbent to beat.

22 launches in the last 12 months by advisers that already use NORTHERN TRUST SECURITIES, INC., each with vehicle, size, strategy and the people on the filing. Subscribe to unlock

Funds naming NORTHERN TRUST SECURITIES, INC. as prime broker

  • SALIENT MLP TOTAL RETURN FUND, L.P.
  • COURANT INVESTMENT PARTNERS LP
  • THE PLATO FUND, LP
  • SALIENT MLP TOTAL RETURN FUND TE, L.P.

All 4 funds with the adviser behind each, gross assets and investor counts. Subscribe to unlock

Source: each adviser's latest Form ADV, Schedule D Section 7.B.(1), as filed on IAPD. Provider names are as written by the adviser; the same firm can appear under several legal entities.