FormDSignal

UBS SECURITIES LLC

Custodian · NEW YORK, United States · NEW YORK CITY, United States · STAMFORD, United States · CHICAGO, United States · SAN FRANCISCO, United States

Funds served
118
Advisers served
19
Gross assets on those funds
$806.13B
Client launches, 12 months
60

Form D launches by this custodian's clients

Fund vehicles filed on EDGAR in the last 12 months by advisers that name UBS SECURITIES LLC on an existing fund. For UBS SECURITIES LLC: your clients' new funds. For everyone else: launches where UBS SECURITIES LLC is the incumbent to beat.

60 launches in the last 12 months by advisers that already use UBS SECURITIES LLC, each with vehicle, size, strategy and the people on the filing. Subscribe to unlock

Funds naming UBS SECURITIES LLC as custodian

  • D. E. SHAW COMPOSITE PORTFOLIOS, L.L.C.
  • D. E. SHAW OCULUS PORTFOLIOS, L.L.C.
  • BRIDGEWATER PURE ALPHA TRADING COMPANY II, LTD.
  • D. E. SHAW VALENCE PORTFOLIOS, L.L.C.
  • VIKING GLOBAL EQUITIES MASTER LTD.

All 118 funds with the adviser behind each, gross assets and investor counts. Subscribe to unlock

Source: each adviser's latest Form ADV, Schedule D Section 7.B.(1), as filed on IAPD. Provider names are as written by the adviser; the same firm can appear under several legal entities.