New investment advisers
SEC, exempt-reporting and state adviser registrations from the IAPD daily feeds, within a day or two of approval. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software. Subscribers see the filing phone, website and address.
New exempt reporting adviser · 141New SEC-registered adviser · 90New SEC adviser (120-day rule) · 88New state-registered adviser · 302
302 registrations effective in the last 45 days matching your filters · page 1 of 7
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 43 | 2026-10-23 | MAR ACROSS MANAGEMENT LLC CRD 340175 · 802-137778 | New state-registered adviser | Miami, FL | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-23 | ZERO INDEX CRD 343429 · 802-137779 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-10-23 | STONEMARCC CAPITAL MANAGEMENT LLC CRD 345237 · 802-137781 | New state-registered adviser | Saint Petersburg, FL | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 35 | 2026-10-23 | STORMATHRIVE WEALTH MANAGEMENT CRD 342373 | New state-registered adviser | — | 1 | $0 | No RAUM yetHas custodyPerformance fees | subscribers | IAPD |
| 35 | 2026-10-23 | SPROUT FINANCIAL PLANNING, LLC CRD 344832 | New state-registered adviser | — | 1 | — | subscribers | IAPD | |
| 35 | 2026-10-23 | IRONCLAD WEALTH MANAGEMENT LLC CRD 344345 | New state-registered adviser | Brookhaven, GA | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-10-23 | ENGINEERED WEALTH & PLANNING CRD 343904 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-10-23 | FAITHFUL HARVEST FINANCIAL CRD 344166 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-23 | ARTHUR TORRES ADVISORS CRD 344715 | New state-registered adviser | Arecibo, PR | — | — | No website listed | subscribers | IAPD |
| 32 | 2026-10-23 | VESTED WEALTH CRD 342286 | New state-registered adviser | Hallandale Beach, FL | 3 | $0 | No RAUM yetNo website listedHas custody | subscribers | IAPD |
| 43 | 2026-10-22 | CONTRARIAN ALPHA MANAGEMENT, LLC CRD 345133 | New state-registered adviser | New York, NY | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-22 | PORTELL CAPITAL FUND IM, LLC CRD 344839 · 802-137776 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-10-22 | GRADIENT ASCENT MANAGEMENT, LLC CRD 344710 | New state-registered adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 35 | 2026-10-22 | SIRIUS CAPITAL ADVISORS LLC CRD 343221 | New state-registered adviser | — | 4 | $0 | No RAUM yetNo website listedHas custody+1 | subscribers | IAPD |
| 35 | 2026-10-22 | AG ALCHEMY CRD 343863 | New state-registered adviser | — | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-10-22 | MANSION WEALTH CRD 343804 | New state-registered adviser | Tampa, FL | 1 | $0 | No RAUM yetNo website listedHas custody | subscribers | IAPD |
| 32 | 2026-10-22 | WHOLE PICTURE WEALTH MANAGEMENT LLC CRD 344383 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-22 | NASH FINANCIAL PLANNING CRD 343545 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 20 | 2026-10-22 | SONRISE OPPORTUNITY CORP. CRD 341327 | New state-registered adviser | — | 1 | $0 | No RAUM yetDisciplinary disclosure | subscribers | IAPD |
| 43 | 2026-10-21 | VERIX EQUITY PARTNERS CRD 341406 · 802-137768 | New state-registered adviser | Boca Raton, FL | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-21 | DALTOK CAPITAL MANAGEMENT, LLC CRD 344720 | New state-registered adviser | Denton, TX | — | — | Advises private funds | subscribers | IAPD |
| 38 | 2026-10-21 | VISIONS ANALYSIS LLC CRD 286678 | New state-registered adviser | Endicott, NY | 4 | — | subscribers | IAPD | |
| 35 | 2026-10-21 | TRIESTE PARTNERS LLC CRD 344011 | New state-registered adviser | — | 1 | $0 | No RAUM yetPerformance fees | subscribers | IAPD |
| 35 | 2026-10-21 | SLOPE ADVISORS LLC CRD 342973 | New state-registered adviser | Lehi, UT | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 32 | 2026-10-21 | ATLANTICA INVESTMENT PARTNERS CRD 343789 | New state-registered adviser | Tinton Falls, NJ | 1 | — | No website listedHas custody | subscribers | IAPD |
| 32 | 2026-10-21 | FUNCTION WEALTH ADVISORS LLC CRD 344306 | New state-registered adviser | Prescott, AZ | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-21 | BELLATRICE WEALTH CRD 309105 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 43 | 2026-10-20 | LANIER ASSET MANAGEMENT, LLC CRD 150888 · 801-107331 | New state-registered adviser | Louisville, KY | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-20 | FINTOP LLC CRD 344995 · 802-137759 | New state-registered adviser | Nashville, TN | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-10-20 | SEVENSIXNINE PARTNERS LLC CRD 345071 | New state-registered adviser | — | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-10-20 | BIT POWER LLC CRD 344981 | New state-registered adviser | Sacramento, CA | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 35 | 2026-10-20 | WILLOW WEALTH MANAGEMENT LLC CRD 343427 | New state-registered adviser | — | 1 | $0 | No RAUM yetHas custody | subscribers | IAPD |
| 35 | 2026-10-20 | IRVING STREET LLC CRD 343099 | New state-registered adviser | — | 1 | $0 | No RAUM yetHas custody | subscribers | IAPD |
| 32 | 2026-10-20 | BRIARDALE WEALTH LLC CRD 343855 | New state-registered adviser | — | 2 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-20 | ERS CAPITAL MANAGEMENT LLC CRD 334170 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 32 | 2026-10-20 | NOYA INVESTMENT ADVISORS LLC CRD 344560 | New state-registered adviser | Birmingham, MI | 1 | $0 | No RAUM yetNo website listedHas custody | subscribers | IAPD |
| 45 | 2026-10-19 | MOGUL ADVISORS LLC CRD 345076 | New state-registered adviser | New York, NY | — | — | Advises private fundsBroker-dealer affiliateNo website listed | subscribers | IAPD |
| 45 | 2026-10-19 | REDHAWK ADVISORY CRD 297454 · 802-131710 | New state-registered adviser | Birmingham, AL | 2 | $33M | Advises private fundsNo website listed | subscribers | IAPD |
| 35 | 2026-10-19 | VESTMENT 401K ADVISORS LLC CRD 344354 | New state-registered adviser | — | 1 | $0 | No RAUM yetHas custody | subscribers | IAPD |
| 32 | 2026-10-19 | A.M.FINTELLIGENCE CRD 344436 | New state-registered adviser | — | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 43 | 2026-10-17 | COLIBRI CAPITAL CRD 344952 | New state-registered adviser | Nashville, TN | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-16 | ESFERA INVESTMENT GROUP CRD 345035 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-16 | COATES, ROBERT CAINON CRD 340237 · 802-137740 | New state-registered adviser | — | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-16 | FUTURE LABS CAPITAL II, LLC CRD 344596 | New state-registered adviser | Jeffersonville, IN | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-16 | FUTURE LABS CAPITAL, LLC CRD 332041 | New state-registered adviser | Jeffersonville, IN | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-10-16 | PARADISE CAPITAL MANAGEMENT LLC CRD 344483 | New state-registered adviser | San Juan, PR | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 35 | 2026-10-16 | CPA TEACHES LLC CRD 344201 | New state-registered adviser | Towson, MD | 1 | — | subscribers | IAPD | |
| 35 | 2026-10-16 | AMICUS ADVISORS LLC CRD 339097 | New state-registered adviser | Vienna, VA | 1 | $0 | No RAUM yetPerformance fees | subscribers | IAPD |
| 35 | 2026-10-16 | OPG ASSET MANAGEMENT CRD 344658 | New state-registered adviser | Bethesda, MD | 1 | $0 | No RAUM yetHas custody | subscribers | IAPD |
| 35 | 2026-10-16 | LEONARD WEALTH SOLUTIONS LLC CRD 339723 | New state-registered adviser | Mount Laurel, NJ | 2 | $0 | No RAUM yet | subscribers | IAPD |
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