New investment advisers in Texas
Adviser registrations that became effective in the last 45 days for firms whose main office is in Texas: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
32 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 65 | 2026-10-22 | DRIFTMARK CAPITAL CRD 338531 · 801-137575 | New SEC adviser (120-day rule) | Dallas, TX | 3 | — | 120-day rule (must reach $100M RAUM)Has custody | subscribers | IAPD |
| 43 | 2026-10-21 | DALTOK CAPITAL MANAGEMENT, LLC CRD 344720 | New state-registered adviser | Denton, TX | — | — | Advises private funds | subscribers | IAPD |
| 70 | 2026-10-20 | GRAVITY ADVISERS LLC CRD 344703 · 801-137563 | New SEC adviser (120-day rule) | Houston, TX | 1 | — | 120-day rule (must reach $100M RAUM)Broker-dealer affiliate | subscribers | IAPD |
| 65 | 2026-10-20 | THREE OAKS ADVISORY GROUP, LLC CRD 344348 · 801-137566 | New SEC adviser (120-day rule) | Richardson, TX | 3 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 49 | 2026-10-16 | TROOP CAPITAL MANAGEMENT CRD 315588 · 802-137734 | New exempt reporting adviser | Dallas, TX | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-10-16 | THOMPSON MERIDIAN ADVISORS CRD 343162 · 802-137741 | New exempt reporting adviser | Austin, TX | — | — | Advises private funds | subscribers | IAPD |
| 32 | 2026-10-14 | STEWARDED, LLC CRD 340739 | New state-registered adviser | Southlake, TX | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 46 | 2026-10-11 | TWE POLYMARKET MGR, LLC CRD 344846 · 802-137698 | New exempt reporting adviser | Houston, TX | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 46 | 2026-10-09 | TWE NEURALINK SPV MGR, LLC CRD 344872 · 802-137695 | New exempt reporting adviser | Houston, TX | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 81 | 2026-10-08 | PURPOSE CAPITAL MANAGEMENT, LLC CRD 343181 · 801-137211 | New SEC-registered adviser | Dallas, TX | 6 | $2B | Has custodyPerformance fees | subscribers | IAPD |
| 35 | 2026-10-08 | AUREVIA WEALTH MANAGEMENT LLC CRD 341583 | New state-registered adviser | Houston, TX | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 35 | 2026-10-08 | LONGEVITY FIDUCIARY CRD 340324 | New state-registered adviser | Houston, TX | 1 | — | subscribers | IAPD | |
| 32 | 2026-10-07 | BETA FINANCIAL ADVISORS CRD 342712 | New state-registered adviser | San Angelo, TX | 1 | $0 | No RAUM yetNo website listed | subscribers | IAPD |
| 68 | 2026-10-06 | PICCOLO INVESTMENT CONSULTING, LLC CRD 170272 · 801-137372 | New SEC-registered adviser | Denton, TX | 2 | $110M | Has custody | subscribers | IAPD |
| 49 | 2026-10-02 | HOLMES FINANCIAL MANAGEMENT CO., LLC CRD 344635 · 802-137656 | New exempt reporting adviser | Houston, TX | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-30 | WXYZ II, LLC CRD 342237 · 802-137627 | New exempt reporting adviser | Austin, TX | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 65 | 2026-09-25 | 24A CAPITAL MANAGEMENT LLC CRD 344247 · 801-137382 | New SEC adviser (120-day rule) | Houston, TX | 3 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetPerformance fees | subscribers | IAPD |
| 65 | 2026-09-25 | ASK CAPITAL INVESTMENT MANAGERS CRD 287711 · 801-137369 | New SEC-registered adviser | Amarillo, TX | 2 | $110M | No website listed | subscribers | IAPD |
| 49 | 2026-09-25 | LIVE OAK RESOURCE PARTNERS CRD 334456 · 802-137596 | New exempt reporting adviser | Houston, TX | — | — | Advises private funds | subscribers | IAPD |
| 46 | 2026-09-25 | CORNER SPEED CAPITAL PARTNERS CRD 344293 · 802-137595 | New exempt reporting adviser | Fort Worth, TX | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 43 | 2026-09-25 | JCH EQUITY CRD 344474 | New state-registered adviser | Huntsville, TX | — | — | Advises private funds | subscribers | IAPD |
| 40 | 2026-09-25 | ATHARI INTERNATIONAL LLC CRD 344797 | New state-registered adviser | Houston, TX | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-09-25 | LEGACY 305 FRHK VENTURE LLC CRD 344628 | New state-registered adviser | Keller, TX | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 40 | 2026-09-25 | CORNER SPEED CAPITAL PARTNERS CRD 344293 · 802-137595 | New state-registered adviser | Fort Worth, TX | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 38 | 2026-09-25 | FINHIVE DISTRIBUTION CRD 340342 | New state-registered adviser | Dallas, TX | 4 | — | subscribers | IAPD | |
| 49 | 2026-09-23 | SECOVIA CAPITAL LLC CRD 344338 · 802-137581 | New exempt reporting adviser | Dallas, TX | — | — | Advises private funds | subscribers | IAPD |
| 35 | 2026-09-22 | ALLZEN WEALTH AND FINANCIAL SERVICES CRD 342542 | New state-registered adviser | Houston, TX | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 68 | 2026-09-18 | HOLM & BAUCOM WEALTH ADVISORS, LLC CRD 343838 · 801-137246 | New SEC adviser (120-day rule) | Victoria, TX | 5 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 43 | 2026-09-16 | HARVEST ROYALTY MANAGEMENT CRD 344095 | New state-registered adviser | Houston, TX | — | — | Advises private funds | subscribers | IAPD |
| 35 | 2026-09-16 | EVERGLADE CAPITAL, LLC CRD 341491 | New state-registered adviser | Frisco, TX | 1 | $0 | No RAUM yet | subscribers | IAPD |
| 53 | 2026-09-11 | HERNDON PLANT OAKLEY LTD CRD 44971 · 801-137003 | New SEC-registered adviser | Corpus Christi, TX | 3 | $155M | Disciplinary disclosure | subscribers | IAPD |
| 35 | 2026-09-10 | FIELDSTONE ADVISORY LLC CRD 343109 | New state-registered adviser | Austin, TX | 1 | $0 | No RAUM yet | subscribers | IAPD |
Free weekly sample: five scored new adviser registrations every Monday
One week delayed, headline and summary only, no card. It exists so you can judge the scoring before paying.