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Herndon Plant Oakley Ltd registers with the SEC (Corpus Christi, TX)
New SEC-registered adviser · CRD 44971 · 801-137003 · effective 2026-09-11
Effective 2026-09-11. 3 employees (2 advisory), $155M regulatory AUM across 286 accounts. Notice-filed in KS, TX, FL. Other (specify) (TX).
Disciplinary disclosure