New investment advisers in Tennessee
Adviser registrations that became effective in the last 45 days for firms whose main office is in Tennessee: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
6 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 49 | 2026-10-20 | FINTOP LLC CRD 344995 · 802-137759 | New exempt reporting adviser | Nashville, TN | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 43 | 2026-10-20 | FINTOP LLC CRD 344995 · 802-137759 | New state-registered adviser | Nashville, TN | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-10-17 | COLIBRI CAPITAL CRD 344952 | New state-registered adviser | Nashville, TN | — | — | Advises private funds | subscribers | IAPD |
| 17 | 2026-09-23 | GREEN SQUARE AM CRD 343857 | New state-registered adviser | Memphis, TN | 3 | $0 | No RAUM yetNo website listedDisciplinary disclosure | subscribers | IAPD |
| 43 | 2026-09-22 | MEBANEWOOD MANAGEMENT LLC CRD 339448 | New state-registered adviser | Nashville, TN | 1 | $0 | No RAUM yetAdvises private fundsHas custody | subscribers | IAPD |
| 71 | 2026-09-14 | ROUND TABLE ADVISORS, LLC CRD 343859 · 801-137306 | New SEC adviser (120-day rule) | Chattanooga, TN | 13 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet10+ employees | subscribers | IAPD |
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