New investment advisers in New Jersey
Adviser registrations that became effective in the last 45 days for firms whose main office is in New Jersey: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
12 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 79 | 2026-10-22 | CARAPACE FINANCIAL ADVISORS LLC CRD 291404 · 801-137517 | New SEC-registered adviser | Bedminster, NJ | 5 | $106M | Advises private fundsHas custody | subscribers | IAPD |
| 49 | 2026-10-21 | COBAN CAPITAL CRD 345138 · 802-137763 | New exempt reporting adviser | Jersey City, NJ | — | — | Advises private funds | subscribers | IAPD |
| 32 | 2026-10-21 | ATLANTICA INVESTMENT PARTNERS CRD 343789 | New state-registered adviser | Tinton Falls, NJ | 1 | — | No website listedHas custody | subscribers | IAPD |
| 35 | 2026-10-16 | LEONARD WEALTH SOLUTIONS LLC CRD 339723 | New state-registered adviser | Mount Laurel, NJ | 2 | $0 | No RAUM yet | subscribers | IAPD |
| 49 | 2026-09-23 | FLOWSTREAM ASSET MANAGEMENT, LLC CRD 344379 · 802-137584 | New exempt reporting adviser | Short Hills, NJ | — | — | Advises private funds | subscribers | IAPD |
| 38 | 2026-09-23 | AILARES CRD 340575 | New state-registered adviser | Monmouth Junction, NJ | 4 | $0 | No RAUM yetHas custodyPerformance fees | subscribers | IAPD |
| 62 | 2026-09-21 | PERSONAL WEALTH STRATEGIES CRD 344140 · 801-137346 | New SEC adviser (120-day rule) | Hamilton, NJ | 1 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNo website listed | subscribers | IAPD |
| 58 | 2026-09-21 | PORTFOLIO ADVISORY PARTNERS CRD 336215 · 801-135332 | New SEC-registered adviser | North Brunswick, NJ | 1 | — | subscribers | IAPD | |
| 35 | 2026-09-21 | ENTREPRENEUR WEALTH CRD 342335 | New state-registered adviser | Woodbridge, NJ | 2 | — | subscribers | IAPD | |
| 68 | 2026-09-15 | INTEGRATED MANAGEMENT SYSTEMS CAPITAL MANAGEMENT LLC CRD 343591 · 801-137219 | New SEC adviser (120-day rule) | East Orange, NJ | 4 | — | 120-day rule (must reach $100M RAUM)Performance fees | subscribers | IAPD |
| 46 | 2026-09-14 | AUROCHS CAPITAL FUND CRD 340972 · 802-137508 | New exempt reporting adviser | Sparta, NJ | — | — | Advises private fundsNo website listed | subscribers | IAPD |
| 63 | 2026-09-11 | PTS BROKERAGE, LLC CRD 119307 · 801-136814 | New SEC-registered adviser | Mt. Laurel, NJ | 18 | $132M | 10+ employeesHas custodyDisciplinary disclosure | subscribers | IAPD |
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