New investment advisers in New Jersey
Adviser registrations that became effective in the last 45 days for firms whose main office is in New Jersey: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
2 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 62 | 2026-09-21 | PERSONAL WEALTH STRATEGIES CRD 344140 · 801-137346 | New SEC adviser (120-day rule) | Hamilton, NJ | 1 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNo website listed | subscribers | IAPD |
| 68 | 2026-09-15 | INTEGRATED MANAGEMENT SYSTEMS CAPITAL MANAGEMENT LLC CRD 343591 · 801-137219 | New SEC adviser (120-day rule) | East Orange, NJ | 4 | — | 120-day rule (must reach $100M RAUM)Performance fees | subscribers | IAPD |
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