New investment advisers in Massachusetts
Adviser registrations that became effective in the last 45 days for firms whose main office is in Massachusetts: SEC-registered, SEC 120-day, exempt reporting and state-registered. Scored for compliance consultants, custodians, archiving, cyber, E&O and RIA software.
New exempt reporting adviser · 146New SEC-registered adviser · 94New SEC adviser (120-day rule) · 94New state-registered adviser · 312
9 registrations effective in the last 45 days matching your filters · page 1 of 1
| Score | Effective ↓ | Firm | Registration | Location | Employees | RAUM | Flags | Contact | Source |
|---|---|---|---|---|---|---|---|---|---|
| 82 | 2026-10-21 | CLEAN ENERGY VENTURE MANAGEMENT, LLC CRD 292055 · 801-137537 | New SEC-registered adviser | Boston, MA | 23 | $416M | Advises private funds10+ employeesHas custody | subscribers | IAPD |
| 72 | 2026-10-20 | NIGHTINGALE WEALTH SOLUTIONS CRD 342681 · 801-137492 | New SEC adviser (120-day rule) | Needham, MA | 5 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yetNotice-filed in 5+ states | subscribers | IAPD |
| 43 | 2026-10-15 | PHARMSTARS VENTURES LLC CRD 344653 | New state-registered adviser | Newton, MA | — | — | Advises private funds | subscribers | IAPD |
| 68 | 2026-10-01 | BROOKSTONE WEALTH MANAGEMENT, INC. CRD 344265 · 801-137415 | New SEC adviser (120-day rule) | Oxford, MA | 4 | $0 | 120-day rule (must reach $100M RAUM)No RAUM yet | subscribers | IAPD |
| 49 | 2026-09-29 | SERENDIPITY CAPITAL CRD 344518 · 802-137613 | New exempt reporting adviser | Cambridge, MA | — | — | Advises private fundsVenture capital adviser | subscribers | IAPD |
| 43 | 2026-09-29 | SERENDIPITY CAPITAL CRD 344518 · 802-137613 | New state-registered adviser | Cambridge, MA | — | — | Advises private funds | subscribers | IAPD |
| 49 | 2026-09-14 | CRITICAL SERVICES GROUP MANAGEMENT, LP CRD 343878 · 802-137520 | New exempt reporting adviser | Boston, MA | — | — | Advises private funds | subscribers | IAPD |
| 43 | 2026-09-14 | CRITICAL SERVICES GROUP MANAGEMENT, LP CRD 343878 · 802-137520 | New state-registered adviser | Boston, MA | — | — | Advises private funds | subscribers | IAPD |
| 54 | 2026-09-09 | BANYAN BIO CRD 342873 · 802-137481 | New exempt reporting adviser | Boston, MA | — | — | Advises private fundsBroker-dealer affiliate | subscribers | IAPD |
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