FormDSignal
72

Nightingale Wealth Solutions registers with the SEC under the 120-day rule (Needham, MA)

New SEC adviser (120-day rule) · CRD 342681 · 801-137492 · effective 2026-10-20

Effective 2026-10-20. 5 employees (2 advisory), no regulatory AUM reported yet. Notice-filed in NH, CO, MA, CT, FL. Limited Liability Company (MA).

120-day rule (must reach $100M RAUM)No RAUM yetNotice-filed in 5+ states

Contact (from the filing)

The main-office phone, website and address from Form ADV are shown to subscribers. See plans, or open the firm on IAPD.

Who this is for

  • Compliance consulting
  • RIA software (CRM, portfolio, billing)
  • Custodian / clearing
  • Archiving & surveillance
  • Cybersecurity / managed IT
  • E&O insurance