Exchange Place: All Cap III LP updates its Form D — $1.43B sold
Why now — by persona
Relevant to: Fund audit & tax, Fund administrator. Lead card pending.
People on the filing
| Richard Ruffer | Manager of the Issuer's General Partner |
| Scott Huff | Manager of the Issuer's General Partner |
| Jody Flaws | Manager of the Issuer's General Partner |
Signed by Richard Ruffer, Manager of the Issuer's General Partner.
Placement agents / sales compensation: Arvest Wealth Management; Equitable Advisors, LLC; Thrivent Investment Management Inc.; Cambridge Investment Research, Inc.; UBS Financial Services Inc.; Sanford C. Bernstein & Co., LLC; Dynasty Securities, LLC; LPL Financial LLC; RBC Capital Markets, LLC; Prospera Financial Services, Inc.; Northern Trust Securities, Inc.; Goldman Sachs & Co. LLC; Merrill Lynch, Pierce, Fenner & Smith Incorporated; Morgan Stanley Smith Barney LLC; Charles Schwab & Co., Inc.; Raymond James Financial Services, Inc.; Ameriprise Financial Services, Inc.; J.P. Morgan Securities LLC; Wells Fargo Advisors Financial Network, LLC; Wells Fargo Bank, N.A.; Rockefeller Financial LLC
Filing contact
The issuer's phone number and address from the filing are shown to subscribers. See plans, or read it on EDGAR.