Exchange Place: All Cap III LP files an open-ended other fund fund
Why now — by persona
Relevant to: Fund administrator, Fund audit & tax. Lead card pending.
People on the filing
| Scott Huff | Manager of the Issuer's General Partner |
| Jody Flaws | Manager of the Issuer's General Partner |
| Richard Ruffer | Manager of the Issuer's General Partner |
Signed by Jody Flaws, Manager of the Issuer's General Partner.
Placement agents / sales compensation: Morgan Stanley Smith Barney LLC; Charles Schwab & Co., Inc.; Arvest Wealth Management; Raymond James Financial Services, Inc.; Ameriprise Financial, Inc.; J.P. Morgan Securities LLC; Wells Fargo Advisors Financial Network, LLC; Wells Fargo Bank, N.A.; Rockefeller Financial LLC; Northern Trust Securities, Inc.; Prospera Financial Services, Inc.; RBC Capital Markets, LLC; LPL Financial LLC; Dynasty Securities, LLC; Sanford C. Bernstein & Co., LLC; Goldman Sachs & Co. LLC; Merrill Lynch, Pierce, Fenner & Smith Incorporated
Filing contact
The issuer's phone number and address from the filing are shown to subscribers. See plans, or read it on EDGAR.