FormDSignal
72

Exchange Place: All Cap III LP files an open-ended other fund fund

New fund · Other fund · Open-ended · NEW YORK, NY · Form D filed 2026-07-02 · all Exchange Place All vehicles
3(c)(7) — qualified purchasersFirst filing by this entityrepeat_fund_numeralPlacement agent engaged

Why now — by persona

Relevant to: Fund administrator, Fund audit & tax. Lead card pending.

People on the filing

Scott HuffManager of the Issuer's General Partner
Jody FlawsManager of the Issuer's General Partner
Richard RufferManager of the Issuer's General Partner

Signed by Jody Flaws, Manager of the Issuer's General Partner.

Placement agents / sales compensation: Morgan Stanley Smith Barney LLC; Charles Schwab & Co., Inc.; Arvest Wealth Management; Raymond James Financial Services, Inc.; Ameriprise Financial, Inc.; J.P. Morgan Securities LLC; Wells Fargo Advisors Financial Network, LLC; Wells Fargo Bank, N.A.; Rockefeller Financial LLC; Northern Trust Securities, Inc.; Prospera Financial Services, Inc.; RBC Capital Markets, LLC; LPL Financial LLC; Dynasty Securities, LLC; Sanford C. Bernstein & Co., LLC; Goldman Sachs & Co. LLC; Merrill Lynch, Pierce, Fenner & Smith Incorporated

Filing contact

The issuer's phone number and address from the filing are shown to subscribers. See plans, or read it on EDGAR.

Other filings by this issuer

All Exchange Place All vehicles on Form D →