37
North Rock Fund, Ltd updates its Form D — $3.5B sold
Fund raise update · Hedge fund · Open-ended · Offering Indefinite · Sold $3.5B · George Town, Grand Cayman, Cayman Islands · filed 2026-05-27
3(c)(7) — qualified purchasers
37
North Rock Fund, Ltd updates its Form D — $2.24B sold
Fund raise update · Hedge fund · Open-ended · Grand Cayman, Cayman Islands · Form D/A filed 2025-02-14 · all North Rock vehicles
$100M+ sold3(c)(7) — qualified purchasers
Why now — by persona
Relevant to: Fund audit & tax, Fund administrator. Lead card pending.
People on the filing
| N/A N/A Lighthouse Investment Partners, LLC | Owner of IM |
| Kelly R. Perkins | Chief Investment Officer of the Investment Manager |
| Sean G. McGould | Executive Officer of Lighthouse |
| N/A N/A North Rock Fund, L.P. | Parallel fund/affiliated U.S. fund |
| Robert P. Swan, III | Executive Officer |
| Georgia N/A Prinsloo | Principal of Global Funds Management, Ltd. has entered into Director Services Agreement with the Fund. |
| N/A N/A North Rock Capital Management, LLC | Investment Manager |
| Matt N/A Aureimma | Director |
Signed by Robert P. Swan, III, Vice Pres., Lighthouse Investment Partners, LLC, Inv. Mgr.
Placement agents / sales compensation: Bank Julius Baer and Co Ltd; Saudi Fransi Capital; AAN Advisor HK Limited; Ashton Thomas Securities, LLC (Arax); CAIS Capital LLC; Wells Fargo Advisors Financial Network, LLC; Bradesco BAC Florida Investments Corp.; JP Morgan Securities LLC; Raymond James and Associates, Inc.; Raymond James Financial Services, Inc.
Filing contact
The issuer's phone number and address from the filing are shown to subscribers. See plans, or read it on EDGAR.
Other filings by this issuer
37
North Rock Fund, Ltd updates its Form D — $2.24B sold
Fund raise update · Hedge fund · Open-ended · Offering Indefinite · Sold $2.24B · Grand Cayman, Cayman Islands · filed 2025-06-04
3(c)(7) — qualified purchasers